DORF CARL 4
4 · FEDERATED NATIONAL HOLDING CO · Filed Aug 11, 2017
Insider Transaction Report
Form 4
DORF CARL
Director
Transactions
- Exercise/Conversion
Common Stock, par value $0.01 per share
2017-08-10$4.40/sh+15,000$66,000→ 52,357 total - Sale
Common Stock, par value $$0.01 per share
2017-08-10$16.60/sh−25,000$414,955→ 27,357 total - Exercise/Conversion
Common Stock, par value $0.01 per share
2017-08-10$2.45/sh+10,000$24,500→ 37,357 total - Exercise/Conversion
Stock Options (right to buy)
2017-08-10$2.45/sh+10,000$24,500→ 0 totalExercise: $2.45From: 2012-08-22Exp: 2021-08-22→ Common Stock, par value $0.01 per share (10,000 underlying) - Exercise/Conversion
Stock Options (right to buy)
2017-08-10$4.40/sh+15,000$66,000→ 0 totalExercise: $4.40From: 2013-04-06Exp: 2022-04-06→ Common Stock, par value $0.01 per share (15,000 underlying)
Holdings
- 63,491(indirect: By Trust)
Common Stock, par value $0.01 per share
- 59,624(indirect: By IRA)
Common Stock, par value $0.01 per share
Footnotes (4)
- [F1]Shares acquired upon exercise of vested options previously granted under the Issuer's stock option plan.
- [F2]A total of 12,419 of the Reporting Person's shares are subject to vesting under the Issuer's 2012 Stock Incentive Plan.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to 16.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holding of the Issuer, or the staff of the SEC, upon request, full information regarding the number of share sold at each separate price with the range set forth above.
- [F4]The stock options are fully vested.