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4//SEC Filing

Wells Dennis W. 4

Accession 0001140361-17-032828

CIK 0000763532other
View on SEC.govCompany Profile

Filed

Aug 20, 8:00 PM ET

Accepted

Aug 21, 3:10 PM ET

Size

18.8 KB

Accession

0001140361-17-032828

Insider Transaction Report

Form 4
Period: 2017-08-17
LSI INDUSTRIES INCLYTS
Wells Dennis W.
Chief Executive Officer
Transactions
  • Award

    Common Shares

    2017-08-17$5.92/sh+25,490$150,901→ 78,885 total
  • Award

    Option to Buy

    2017-08-17+60,477→ 60,477 total
    Exercise: $5.92Exp: 2027-08-17→ Common Shares (60,477 underlying)
  • Purchase

    Common Shares

    2017-08-18$5.80/sh+2,800$16,240→ 81,685 total
Holdings

  • Option to Buy

    Exercise: $10.20Exp: 2027-02-24→ Common Shares (65,963 underlying)
    65,963

  • Option to Buy

    Exercise: $5.96Exp: 2024-10-01→ Common Shares (100,000 underlying)
    100,000

  • Option to Buy

    Exercise: $11.06Exp: 2026-07-01→ Common Shares (60,000 underlying)
    60,000

  • Option to Buy

    Exercise: $6.55Exp: 2025-01-02→ Common Shares (39,923 underlying)
    39,923

  • Common Shares

    22,930

  • Option to Buy

    Exercise: $6.81Exp: 2024-11-20→ Common Shares (75,000 underlying)
    75,000

  • Option to Buy

    Exercise: $9.39Exp: 2025-07-01→ Common Shares (45,000 underlying)
    45,000

  • Option to Buy

    Exercise: $9.39Exp: 2025-07-01→ Common Shares (90,000 underlying)
    90,000
Footnotes (7)
  • [F1]Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
  • [F2]The reported price is a weighted average price. These shares were purchased in multiple transactions ranging from $5.77 to $6.05. The Reporting Person undertakes to provide full pricing information to the issuer, any securityholder of the issuer or the staff of the Securities and Exchange Commission upon request.
  • [F3]The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
  • [F4]These holdings have been previously reported on Form 4.
  • [F5]On July 1, 2015, the Reporting Person was granted an option to purchase 90,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met.
  • [F6]The options vest in full on the third anniversary of the grant date.
  • [F7]The options vest ratably over a three year time period.

Documents

1 file

Issuer

LSI INDUSTRIES INC

CIK 0000763532

→
Entity typeother

Related Parties

1
  • filerCIK 0001621087

Filing Metadata

Form type
4
Filed
Aug 20, 8:00 PM ET
Accepted
Aug 21, 3:10 PM ET
Size
18.8 KB
View on SEC.gov