Home/Filings/4/0001140361-17-032831
4//SEC Filing

Foerster Andrew 4

Accession 0001140361-17-032831

CIK 0000763532other

Filed

Aug 20, 8:00 PM ET

Accepted

Aug 21, 3:14 PM ET

Size

15.0 KB

Accession

0001140361-17-032831

Insider Transaction Report

Form 4
Period: 2017-08-17
Foerster Andrew
Executive VP and CTO
Transactions
  • Purchase

    Common Shares

    2017-08-18$6.05/sh+2,000$12,10019,000 total
  • Award

    Option to Buy

    2017-08-17+30,00030,000 total
    Exercise: $5.92Exp: 2027-08-17Common Shares (30,000 underlying)
  • Award

    Common Shares

    2017-08-17$5.92/sh+6,500$38,48017,000 total
Holdings
  • Option to Buy

    Exercise: $7.88Exp: 2025-03-02Common Shares (50,000 underlying)
    50,000
  • Option to Buy

    Exercise: $9.39Exp: 2025-07-01Common Shares (30,000 underlying)
    30,000
  • Option to Buy

    Exercise: $11.06Exp: 2026-07-01Common Shares (30,000 underlying)
    30,000
  • Common Shares

    9,086
  • Option to Buy

    Exercise: $9.39Exp: 2025-07-01Common Shares (50,000 underlying)
    50,000
Footnotes (7)
  • [F1]Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
  • [F2]The reported price is a weighted average price. These shares were purchased in multiple transactions ranging from $6.035 to $6.06. The Reporting Person undertakes to provide full pricing information to the issuer, any securityholder of the issuer or the staff of the Securities and Exchange Commission upon request.
  • [F3]The option vests in four equal annual installments beginning on March 2, 2016.
  • [F4]These holdings have previously been reported on Form 4.
  • [F5]The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
  • [F6]On July 1, 2015, the Reporting Person was granted an option to purchase 50,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met.
  • [F7]The options vest ratably over a three year time period.

Documents

1 file

Issuer

LSI INDUSTRIES INC

CIK 0000763532

Entity typeother

Related Parties

1
  • filerCIK 0001634999

Filing Metadata

Form type
4
Filed
Aug 20, 8:00 PM ET
Accepted
Aug 21, 3:14 PM ET
Size
15.0 KB