4//SEC Filing
STOWELL RONALD S 4
Accession 0001140361-17-032833
CIK 0000763532other
Filed
Aug 20, 8:00 PM ET
Accepted
Aug 21, 3:16 PM ET
Size
17.5 KB
Accession
0001140361-17-032833
Insider Transaction Report
Form 4
STOWELL RONALD S
VP, CFO and Treasurer
Transactions
- Purchase
Common Shares
2017-08-18$6.04/sh+4,000$24,156→ 31,376 total
Holdings
- 25,000
Option to Buy
Exercise: $19.76Exp: 2017-08-24→ Common Shares (25,000 underlying) - 45,000
Option to Buy
Exercise: $8.40Exp: 2019-08-21→ Common Shares (45,000 underlying) - 75,325
Common Shares
- 40,000
Option to Buy
Exercise: $6.81Exp: 2024-11-20→ Common Shares (40,000 underlying) - 40,000
Option to Buy
Exercise: $6.58Exp: 2022-08-15→ Common Shares (40,000 underlying) - 30,000
Option to Buy
Exercise: $8.98Exp: 2018-08-22→ Common Shares (30,000 underlying) - 40,000
Option to Buy
Exercise: $9.39Exp: 2025-07-01→ Common Shares (40,000 underlying) - 40,000
Option to Buy
Exercise: $11.06Exp: 2026-07-01→ Common Shares (40,000 underlying) - 50,000
Option to Buy
Exercise: $7.20Exp: 2023-08-22→ Common Shares (50,000 underlying) - 60,000
Option to Buy
Exercise: $9.39Exp: 2025-07-01→ Common Shares (60,000 underlying)
Footnotes (6)
- [F1]Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
- [F2]The reported price is a weighted average price. These shares were purchased in multiple transactions ranging from $6.035 to $6.04. The Reporting Person undertakes to provide full pricing information to the issuer, any securityholder of the issuer or the staff of the Securities and Exchange Commission upon request.
- [F3]Options granted vest on the anniversary of the grant date, 9.2% in 2005, 40% in 2007 and 10.8% in 2008.
- [F4]The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
- [F5]These holdings have been previously reported on Form 4.
- [F6]On July 1, 2015, the Reporting Person was granted an option to purchase 60,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met.
Documents
Issuer
LSI INDUSTRIES INC
CIK 0000763532
Entity typeother
Related Parties
1- filerCIK 0001206598
Filing Metadata
- Form type
- 4
- Filed
- Aug 20, 8:00 PM ET
- Accepted
- Aug 21, 3:16 PM ET
- Size
- 17.5 KB