4//SEC Filing
HERBERT STEPHEN P 4
Accession 0001140361-17-033567
CIK 0000896429other
Filed
Aug 28, 8:00 PM ET
Accepted
Aug 29, 5:32 PM ET
Size
15.7 KB
Accession
0001140361-17-033567
Insider Transaction Report
Form 4
HERBERT STEPHEN P
DirectorCOO & President
Transactions
- Gift
Common Stock
2017-06-30−10,000→ 311,388 total - Award
Common Stock
2017-08-23+116,445→ 417,833 total - Award
Qualified Stock Option (Right to Buy)
2017-08-16+19,047→ 19,047 totalExercise: $5.25From: 2018-08-16Exp: 2024-08-16→ Common Stock (19,047 underlying)
Holdings
- 55,555
Qualified Stock Option (Right to Buy)
Exercise: $1.80From: 2015-09-01Exp: 2021-09-01→ Common Stock (55,555 underlying) - 301,388
Common Stock
- 27,440(indirect: By Spouse)
Common Stock
- 20,080
Qualified Stock Option (Right to Buy)
Exercise: $4.98From: 2017-08-31Exp: 2023-08-31→ Common Stock (20,080 underlying) - 29,585
Qualified Stock Option (Right to Buy)
Exercise: $3.38From: 2016-08-01Exp: 2022-08-01→ Common Stock (29,585 underlying) - 150,000
Non-Qualified Stock Option (Right to Buy)
Exercise: $1.80Exp: 2021-09-01→ Common Stock (150,000 underlying) - 72,010(indirect: By Children)
Common Stock
Footnotes (3)
- [F1]Adjusted to reflect 10,000 shares gifted by Mr. Herbert to his son that effected only a change in the form of Mr. Herbert's beneficial ownership without changing his pecuniary interest in such securities.
- [F2]Represents shares awarded to Mr. Herbert under the Company's Fiscal Year 2017 Long-Term Incentive Performance Share Plan, which vest as follows: one-third upon issuance, one-third on June 30, 2018, and one-third on June 30, 2019.
- [F3]The stock options vested or vest as follows: 50,000 on 9/1/2015; 50,000 on 9/1/2016; and 50,000 on 9/1/2017.
Documents
Issuer
USA TECHNOLOGIES INC
CIK 0000896429
Entity typeother
Related Parties
1- filerCIK 0001202182
Filing Metadata
- Form type
- 4
- Filed
- Aug 28, 8:00 PM ET
- Accepted
- Aug 29, 5:32 PM ET
- Size
- 15.7 KB