Home/Filings/4/0001140361-17-035915
4//SEC Filing

SOROS ROBERT 4

Accession 0001140361-17-035915

CIK 0000790715other

Filed

Sep 18, 8:00 PM ET

Accepted

Sep 19, 4:23 PM ET

Size

24.5 KB

Accession

0001140361-17-035915

Insider Transaction Report

Form 4
Period: 2017-09-15
Soros Robert
10% Owner
Transactions
  • Purchase

    Common Stock, no par value per share

    2017-09-15$5.82/sh+32,123$186,9215,118,789 total(indirect: See footnote)
SOROS GEORGE
10% Owner
Transactions
  • Purchase

    Common Stock, no par value per share

    2017-09-15$5.82/sh+32,123$186,9215,118,789 total(indirect: See footnote)
Transactions
  • Purchase

    Common Stock, no par value per share

    2017-09-15$5.82/sh+32,123$186,9215,118,789 total(indirect: See footnote)
Footnotes (3)
  • [F1]These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").
  • [F2]The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.80 to $5.85, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.
  • [F3]Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC..

Issuer

SIGMA DESIGNS INC

CIK 0000790715

Entity typeother

Related Parties

1
  • filerCIK 0001387524

Filing Metadata

Form type
4
Filed
Sep 18, 8:00 PM ET
Accepted
Sep 19, 4:23 PM ET
Size
24.5 KB