Earnings Feed
Start Free
Home/Filings/4/0001140361-17-035986
4//SEC Filing

Kimber Wayne 4

Accession 0001140361-17-035986

CIK 0001535379other
View on SEC.govCompany Profile

Filed

Sep 18, 8:00 PM ET

Accepted

Sep 19, 9:31 PM ET

Size

38.9 KB

Accession

0001140361-17-035986

Insider Transaction Report

Form 4
Period: 2017-04-27
Cloudera, Inc.CLDR
Kimber Wayne
Vice President of Finance
Transactions
  • Exercise/Conversion

    Common Stock

    2017-06-15+1,025→ 21,780 total
  • Exercise/Conversion

    Common Stock

    2017-09-15+2,962→ 32,855 total
  • Exercise/Conversion

    Restricted Stock Units

    2017-06-15−1,025→ 6,150 total
    Exercise: $0.00→ Common Stock (1,025 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2017-09-15−1,025→ 5,125 total
    Exercise: $0.00→ Common Stock (1,025 underlying)
  • Exercise/Conversion

    Common Stock

    2017-06-15+2,063→ 23,843 total
  • Exercise/Conversion

    Restricted Stock Units

    2017-06-15−2,963→ 41,475 total
    Exercise: $0.00→ Common Stock (2,963 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2017-04-27−7,175→ 7,175 total
    Exercise: $0.00→ Common Stock (7,175 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2017-06-15−2,063→ 20,625 total
    Exercise: $0.00→ Common Stock (2,063 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2017-09-15−2,062→ 18,563 total
    Exercise: $0.00→ Common Stock (2,062 underlying)
  • Exercise/Conversion

    Common Stock

    2017-04-27+10,312→ 17,793 total
  • Exercise/Conversion

    Common Stock

    2017-09-15+2,062→ 29,893 total
  • Exercise/Conversion

    Restricted Stock Units

    2017-04-27−2,962→ 44,438 total
    Exercise: $0.00→ Common Stock (2,962 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2017-09-15−2,962→ 38,513 total
    Exercise: $0.00→ Common Stock (2,962 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2017-04-27−10,312→ 22,688 total
    Exercise: $0.00→ Common Stock (10,312 underlying)
  • Exercise/Conversion

    Common Stock

    2017-09-15+1,025→ 27,831 total
  • Exercise/Conversion

    Common Stock

    2017-04-27+7,175→ 7,481 total
  • Exercise/Conversion

    Common Stock

    2017-04-27+2,962→ 20,755 total
  • Exercise/Conversion

    Common Stock

    2017-06-15+2,963→ 26,806 total
Footnotes (5)
  • [F1]Conversion of restricted stock units ("RSUs") that have vested into shares of the Issuer's Common Stock. The RSUs vest and are settled upon the satisfaction of both a service based requirement and a liquidity event requirement. The service based requirement was satisfied with respect to 1/16th of the total number of RSUs on March 15, 2015 and thereafter is satisfied with respect to 1/16th of the total number of RSUs in equal quarterly installments. The liquidity event requirement was satisfied on April 27, 2017, the effective date of the Issuer's initial public offering (the "IPO Date").
  • [F2]The RSUs vested on the IPO Date, June 15, 2017 and September 15, 2017, in accordance with the corresponding quarterly vesting schedule. Vested RSUs through September 15, 2017 will be settled in shares of the Issuer's Common Stock and delivered to the Reporting Person on a date to be determined by the Issuer's board of directors or an authorized committee thereof, which date is currently expected to be concurrent with the effective date of the offering described in the Form S-1 (File No. 333-220494), initially filed with the Securities and Exchange Commission on September 15, 2017. Subsequently thereafter, the RSUs will vest and be settled upon the satisfaction of the service based requirement in equal quarterly installments.
  • [F3]Conversion of RSUs that have vested into shares of the Issuer's Common Stock. The RSUs vest and are settled upon the satisfaction of both a service based requirement and a liquidity event requirement. The service based requirement was satisfied with respect to 1/16th of the total number of RSUs on March 15, 2016 and thereafter is satisfied with respect to 1/16th of the total number of RSUs in equal quarterly installments. The liquidity event requirement was satisfied on the IPO Date.
  • [F4]Conversion of RSUs that have vested into shares of the Issuer's Common Stock. The RSUs vest and are settled upon the satisfaction of both a service based requirement and a liquidity event requirement. The service based requirement was satisfied with respect to 1/16th of the total number of RSUs on March 15, 2017 and thereafter is satisfied with respect to 1/16th of the total number of RSUs in equal quarterly installments. The liquidity event requirement was satisfied on the IPO Date.
  • [F5]Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

Documents

1 file

Issuer

Cloudera, Inc.

CIK 0001535379

→
Entity typeother

Related Parties

1
  • filerCIK 0001703921

Filing Metadata

Form type
4
Filed
Sep 18, 8:00 PM ET
Accepted
Sep 19, 9:31 PM ET
Size
38.9 KB
View on SEC.gov