Moynihan Michael Robert 4
4 · 22nd Century Group, Inc. · Filed Sep 29, 2017
Insider Transaction Report
Form 4
Moynihan Michael Robert
VICE PRESIDENT OF R&D
Transactions
- Sale
Common Stock
2017-09-29$2.67/sh−50,000$133,275→ 867,220 total
Holdings
- 75,000
Stock Option
Exercise: $0.80From: 2013-02-25Exp: 2023-02-25→ Common Stock (75,000 underlying) - 100,000
Stock Option
Exercise: $0.69From: 2012-05-18Exp: 2022-05-18→ Common Stock (100,000 underlying) - 194,529
Stock Option
Exercise: $0.96From: 2016-02-16Exp: 2025-02-16→ Common Stock (194,529 underlying) - 62,000
Stock Option (Right to Buy)
Exercise: $1.39Exp: 2027-05-24→ Common Stock (62,000 underlying) - 90,000
Stock Option
Exercise: $0.82From: 2016-04-29Exp: 2026-04-29→ Common Stock (90,000 underlying)
Footnotes (3)
- [F1]Shares sold pursuant to predetermined criteria contained in a Rule 10b5-1 trading plan instituted by the Reporting Person on August 30, 2017.
- [F2]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at share prices ranging from $2.64 to $2.71, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F3]Stock option grant which vests one-third on each of April 1, 2018, April 1, 2019 and April 1, 2020.