Home/Filings/4/0001140361-17-037938
4//SEC Filing

Willkomm Wayne 4

Accession 0001140361-17-037938

CIK 0001493137other

Filed

Oct 9, 8:00 PM ET

Accepted

Oct 10, 11:25 AM ET

Size

8.0 KB

Accession

0001140361-17-037938

Insider Transaction Report

Form 4
Period: 2017-10-01
Transactions
  • Disposition to Issuer

    Stock Options (Right to Buy)

    2017-10-0150,00050,000 total
    Exercise: $8.83Exp: 2026-01-18Common Stock (50,000 underlying)
  • Award

    Stock Options (Right to Buy)

    2017-10-01+50,00050,000 total
    Exercise: $6.00Exp: 2027-10-01Common Stock (50,000 underlying)
Footnotes (2)
  • [F1]The stock options were granted under the issuer's 2013 Stock Option Plan, and were subject to performance-based vesting based on the achievement of certain performance conditions set forth in the employment agreement between the issuer and the reporting person. The stock options were forfeited in connection with execution of an amended and restated employment agreement, which provided for revised performance metrics and a revised exercise price.
  • [F2]The stock options were granted under the issuer's 2013 Stock Option Plan, and are subject to performance-based vesting based on the achievement of certain performance conditions set forth in the amended and restated employment agreement between the issuer and the reporting person.

Documents

1 file

Issuer

Lifeloc Technologies, Inc

CIK 0001493137

Entity typeother

Related Parties

1
  • filerCIK 0001542435

Filing Metadata

Form type
4
Filed
Oct 9, 8:00 PM ET
Accepted
Oct 10, 11:25 AM ET
Size
8.0 KB