Swanson Malcolm L 4
4 · ASTEC INDUSTRIES INC · Filed Oct 16, 2017
Insider Transaction Report
Form 4
Swanson Malcolm L
President-Astec, Inc.
Transactions
- Award
Phantom Stock
2017-10-13$52.47/sh+97.732$5,128→ 1,841.376 total→ Common Stock (97.732 underlying)
Holdings
- 374.182(indirect: By 401(k))
Common Stock
- 1,170
Common Stock
- 160
Common Stock
Footnotes (3)
- [F1]Shares held in 401k are based upon plan statement dated October 16, 2017.
- [F2]Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.
- [F3]Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market.. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.