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Home/Filings/4/0001140361-17-038925
4//SEC Filing

Di Bona Tony 4

Accession 0001140361-17-038925

CIK 0001409269other
View on SEC.govCompany Profile

Filed

Oct 16, 8:00 PM ET

Accepted

Oct 17, 6:47 PM ET

Size

60.7 KB

Accession

0001140361-17-038925

Insider Transaction Report

Form 4
Period: 2017-10-16
Restoration Robotics IncHAIR
ALLOY VENTURES 2002 LLC
10% Owner
Transactions
  • Conversion

    Common Stock

    2017-10-16$7.00/sh+2,282$15,974→ 45,041 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+505,580→ 967,297 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16$7.00/sh+84,526$591,682→ 1,668,269 total(indirect: See Footnote)
  • Conversion

    Convertible Promissory Note

    2017-10-16→ 0 total(indirect: See Footnote)
    Exercise: $7.00→ Common Stock (2,282 underlying)
  • Conversion

    Common Stock

    2017-10-16+474,184→ 474,184 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+633,094→ 1,626,508 total(indirect: See Footnote)
  • Conversion

    Series B Preferred Stock

    2017-10-16−13,650→ 0 total(indirect: See Footnote)
    → Common Stock (13,650 underlying)
  • Conversion

    Common Stock

    2017-10-16+12,466→ 12,466 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16$7.00/sh+86,809$607,663→ 1,713,317 total(indirect: See Footnote)
  • Conversion

    Series A Preferred Stock

    2017-10-16−12,466→ 0 total(indirect: See Footnote)
    → Common Stock (12,466 underlying)
  • Conversion

    Series A Preferred Stock

    2017-10-16−474,184→ 0 total(indirect: See Footnote)
    → Common Stock (474,184 underlying)
  • Conversion

    Series C Preferred Stock

    2017-10-16−633,094→ 0 total(indirect: See Footnote)
    → Common Stock (633,094 underlying)
  • Conversion

    Convertible Promissory Note

    2017-10-16→ 0 total(indirect: See Footnote)
    Exercise: $7.00→ Common Stock (84,526 underlying)
  • Conversion

    Common Stock

    2017-10-16+16,643→ 42,759 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+461,717→ 461,717 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+616,446→ 1,583,743 total(indirect: See Footnote)
  • Conversion

    Series A Preferred Stock

    2017-10-16−461,717→ 0 total(indirect: See Footnote)
    → Common Stock (461,717 underlying)
  • Conversion

    Series B Preferred Stock

    2017-10-16−505,580→ 0 total(indirect: See Footnote)
    → Common Stock (505,580 underlying)
  • Conversion

    Series B Preferred Stock

    2017-10-16−519,230→ 0 total(indirect: See Footnote)
    → Common Stock (519,230 underlying)
  • Conversion

    Series C Preferred Stock

    2017-10-16−16,643→ 0 total(indirect: See Footnote)
    → Common Stock (16,643 underlying)
  • Conversion

    Common Stock

    2017-10-16+13,650→ 26,116 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+519,230→ 993,414 total(indirect: See Footnote)
  • Conversion

    Series C Preferred Stock

    2017-10-16−616,446→ 0 total(indirect: See Footnote)
    → Common Stock (616,446 underlying)
  • Conversion

    Convertible Promissory Note

    2017-10-16→ 0 total(indirect: See Footnote)
    Exercise: $7.00→ Common Stock (86,809 underlying)
KELLY DOUGLAS E
10% Owner
Transactions
  • Conversion

    Common Stock

    2017-10-16+519,230→ 993,414 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16$7.00/sh+86,809$607,663→ 1,713,317 total(indirect: See Footnote)
  • Conversion

    Series A Preferred Stock

    2017-10-16−12,466→ 0 total(indirect: See Footnote)
    → Common Stock (12,466 underlying)
  • Conversion

    Series A Preferred Stock

    2017-10-16−474,184→ 0 total(indirect: See Footnote)
    → Common Stock (474,184 underlying)
  • Conversion

    Series C Preferred Stock

    2017-10-16−16,643→ 0 total(indirect: See Footnote)
    → Common Stock (16,643 underlying)
  • Conversion

    Series B Preferred Stock

    2017-10-16−519,230→ 0 total(indirect: See Footnote)
    → Common Stock (519,230 underlying)
  • Conversion

    Series C Preferred Stock

    2017-10-16−616,446→ 0 total(indirect: See Footnote)
    → Common Stock (616,446 underlying)
  • Conversion

    Common Stock

    2017-10-16+616,446→ 1,583,743 total(indirect: See Footnote)
  • Conversion

    Series B Preferred Stock

    2017-10-16−13,650→ 0 total(indirect: See Footnote)
    → Common Stock (13,650 underlying)
  • Conversion

    Series C Preferred Stock

    2017-10-16−633,094→ 0 total(indirect: See Footnote)
    → Common Stock (633,094 underlying)
  • Conversion

    Convertible Promissory Note

    2017-10-16→ 0 total(indirect: See Footnote)
    Exercise: $7.00→ Common Stock (84,526 underlying)
  • Conversion

    Series B Preferred Stock

    2017-10-16−505,580→ 0 total(indirect: See Footnote)
    → Common Stock (505,580 underlying)
  • Conversion

    Convertible Promissory Note

    2017-10-16→ 0 total(indirect: See Footnote)
    Exercise: $7.00→ Common Stock (86,809 underlying)
  • Conversion

    Common Stock

    2017-10-16+13,650→ 26,116 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+461,717→ 461,717 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16$7.00/sh+84,526$591,682→ 1,668,269 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+474,184→ 474,184 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+633,094→ 1,626,508 total(indirect: See Footnote)
  • Conversion

    Convertible Promissory Note

    2017-10-16→ 0 total(indirect: See Footnote)
    Exercise: $7.00→ Common Stock (2,282 underlying)
  • Conversion

    Common Stock

    2017-10-16+16,643→ 42,759 total(indirect: See Footnote)
  • Conversion

    Series A Preferred Stock

    2017-10-16−461,717→ 0 total(indirect: See Footnote)
    → Common Stock (461,717 underlying)
  • Conversion

    Common Stock

    2017-10-16+12,466→ 12,466 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16$7.00/sh+2,282$15,974→ 45,041 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+505,580→ 967,297 total(indirect: See Footnote)
Shoch John
10% Owner
Transactions
  • Conversion

    Series C Preferred Stock

    2017-10-16−16,643→ 0 total(indirect: See Footnote)
    → Common Stock (16,643 underlying)
  • Conversion

    Series C Preferred Stock

    2017-10-16−616,446→ 0 total(indirect: See Footnote)
    → Common Stock (616,446 underlying)
  • Conversion

    Common Stock

    2017-10-16+13,650→ 26,116 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+505,580→ 967,297 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16$7.00/sh+84,526$591,682→ 1,668,269 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+474,184→ 474,184 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+519,230→ 993,414 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+633,094→ 1,626,508 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16$7.00/sh+86,809$607,663→ 1,713,317 total(indirect: See Footnote)
  • Conversion

    Series B Preferred Stock

    2017-10-16−505,580→ 0 total(indirect: See Footnote)
    → Common Stock (505,580 underlying)
  • Conversion

    Common Stock

    2017-10-16+12,466→ 12,466 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+16,643→ 42,759 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16$7.00/sh+2,282$15,974→ 45,041 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+461,717→ 461,717 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+616,446→ 1,583,743 total(indirect: See Footnote)
  • Conversion

    Series A Preferred Stock

    2017-10-16−12,466→ 0 total(indirect: See Footnote)
    → Common Stock (12,466 underlying)
  • Conversion

    Series A Preferred Stock

    2017-10-16−461,717→ 0 total(indirect: See Footnote)
    → Common Stock (461,717 underlying)
  • Conversion

    Series B Preferred Stock

    2017-10-16−13,650→ 0 total(indirect: See Footnote)
    → Common Stock (13,650 underlying)
  • Conversion

    Series C Preferred Stock

    2017-10-16−633,094→ 0 total(indirect: See Footnote)
    → Common Stock (633,094 underlying)
  • Conversion

    Series A Preferred Stock

    2017-10-16−474,184→ 0 total(indirect: See Footnote)
    → Common Stock (474,184 underlying)
  • Conversion

    Series B Preferred Stock

    2017-10-16−519,230→ 0 total(indirect: See Footnote)
    → Common Stock (519,230 underlying)
  • Conversion

    Convertible Promissory Note

    2017-10-16→ 0 total(indirect: See Footnote)
    Exercise: $7.00→ Common Stock (84,526 underlying)
  • Conversion

    Convertible Promissory Note

    2017-10-16→ 0 total(indirect: See Footnote)
    Exercise: $7.00→ Common Stock (2,282 underlying)
  • Conversion

    Convertible Promissory Note

    2017-10-16→ 0 total(indirect: See Footnote)
    Exercise: $7.00→ Common Stock (86,809 underlying)
Di Bona Tony
10% Owner
Transactions
  • Conversion

    Series A Preferred Stock

    2017-10-16−474,184→ 0 total(indirect: See Footnote)
    → Common Stock (474,184 underlying)
  • Conversion

    Series B Preferred Stock

    2017-10-16−505,580→ 0 total(indirect: See Footnote)
    → Common Stock (505,580 underlying)
  • Conversion

    Series B Preferred Stock

    2017-10-16−519,230→ 0 total(indirect: See Footnote)
    → Common Stock (519,230 underlying)
  • Conversion

    Convertible Promissory Note

    2017-10-16→ 0 total(indirect: See Footnote)
    Exercise: $7.00→ Common Stock (86,809 underlying)
  • Conversion

    Series A Preferred Stock

    2017-10-16−12,466→ 0 total(indirect: See Footnote)
    → Common Stock (12,466 underlying)
  • Conversion

    Common Stock

    2017-10-16+12,466→ 12,466 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+474,184→ 474,184 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16$7.00/sh+86,809$607,663→ 1,713,317 total(indirect: See Footnote)
  • Conversion

    Convertible Promissory Note

    2017-10-16→ 0 total(indirect: See Footnote)
    Exercise: $7.00→ Common Stock (84,526 underlying)
  • Conversion

    Common Stock

    2017-10-16+633,094→ 1,626,508 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16$7.00/sh+84,526$591,682→ 1,668,269 total(indirect: See Footnote)
  • Conversion

    Series B Preferred Stock

    2017-10-16−13,650→ 0 total(indirect: See Footnote)
    → Common Stock (13,650 underlying)
  • Conversion

    Series C Preferred Stock

    2017-10-16−616,446→ 0 total(indirect: See Footnote)
    → Common Stock (616,446 underlying)
  • Conversion

    Series C Preferred Stock

    2017-10-16−633,094→ 0 total(indirect: See Footnote)
    → Common Stock (633,094 underlying)
  • Conversion

    Common Stock

    2017-10-16+461,717→ 461,717 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+519,230→ 993,414 total(indirect: See Footnote)
  • Conversion

    Series A Preferred Stock

    2017-10-16−461,717→ 0 total(indirect: See Footnote)
    → Common Stock (461,717 underlying)
  • Conversion

    Series C Preferred Stock

    2017-10-16−16,643→ 0 total(indirect: See Footnote)
    → Common Stock (16,643 underlying)
  • Conversion

    Common Stock

    2017-10-16+13,650→ 26,116 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+16,643→ 42,759 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16$7.00/sh+2,282$15,974→ 45,041 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+505,580→ 967,297 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+616,446→ 1,583,743 total(indirect: See Footnote)
  • Conversion

    Convertible Promissory Note

    2017-10-16→ 0 total(indirect: See Footnote)
    Exercise: $7.00→ Common Stock (2,282 underlying)
Rubin Daniel
10% Owner
Transactions
  • Conversion

    Common Stock

    2017-10-16+13,650→ 26,116 total(indirect: See Footnote)
  • Conversion

    Series A Preferred Stock

    2017-10-16−474,184→ 0 total(indirect: See Footnote)
    → Common Stock (474,184 underlying)
  • Conversion

    Series B Preferred Stock

    2017-10-16−519,230→ 0 total(indirect: See Footnote)
    → Common Stock (519,230 underlying)
  • Conversion

    Series C Preferred Stock

    2017-10-16−616,446→ 0 total(indirect: See Footnote)
    → Common Stock (616,446 underlying)
  • Conversion

    Series C Preferred Stock

    2017-10-16−633,094→ 0 total(indirect: See Footnote)
    → Common Stock (633,094 underlying)
  • Conversion

    Common Stock

    2017-10-16$7.00/sh+2,282$15,974→ 45,041 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+12,466→ 12,466 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+616,446→ 1,583,743 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+474,184→ 474,184 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+633,094→ 1,626,508 total(indirect: See Footnote)
  • Conversion

    Series B Preferred Stock

    2017-10-16−13,650→ 0 total(indirect: See Footnote)
    → Common Stock (13,650 underlying)
  • Conversion

    Convertible Promissory Note

    2017-10-16→ 0 total(indirect: See Footnote)
    Exercise: $7.00→ Common Stock (86,809 underlying)
  • Conversion

    Common Stock

    2017-10-16+505,580→ 967,297 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16$7.00/sh+86,809$607,663→ 1,713,317 total(indirect: See Footnote)
  • Conversion

    Series A Preferred Stock

    2017-10-16−12,466→ 0 total(indirect: See Footnote)
    → Common Stock (12,466 underlying)
  • Conversion

    Series C Preferred Stock

    2017-10-16−16,643→ 0 total(indirect: See Footnote)
    → Common Stock (16,643 underlying)
  • Conversion

    Common Stock

    2017-10-16+16,643→ 42,759 total(indirect: See Footnote)
  • Conversion

    Series B Preferred Stock

    2017-10-16−505,580→ 0 total(indirect: See Footnote)
    → Common Stock (505,580 underlying)
  • Conversion

    Common Stock

    2017-10-16+461,717→ 461,717 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16$7.00/sh+84,526$591,682→ 1,668,269 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+519,230→ 993,414 total(indirect: See Footnote)
  • Conversion

    Series A Preferred Stock

    2017-10-16−461,717→ 0 total(indirect: See Footnote)
    → Common Stock (461,717 underlying)
  • Conversion

    Convertible Promissory Note

    2017-10-16→ 0 total(indirect: See Footnote)
    Exercise: $7.00→ Common Stock (2,282 underlying)
  • Conversion

    Convertible Promissory Note

    2017-10-16→ 0 total(indirect: See Footnote)
    Exercise: $7.00→ Common Stock (84,526 underlying)
Hunkapiller Michael
10% Owner
Transactions
  • Conversion

    Common Stock

    2017-10-16$7.00/sh+2,282$15,974→ 45,041 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+505,580→ 967,297 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16$7.00/sh+84,526$591,682→ 1,668,269 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16$7.00/sh+86,809$607,663→ 1,713,317 total(indirect: See Footnote)
  • Conversion

    Series B Preferred Stock

    2017-10-16−505,580→ 0 total(indirect: See Footnote)
    → Common Stock (505,580 underlying)
  • Conversion

    Series B Preferred Stock

    2017-10-16−519,230→ 0 total(indirect: See Footnote)
    → Common Stock (519,230 underlying)
  • Conversion

    Series C Preferred Stock

    2017-10-16−16,643→ 0 total(indirect: See Footnote)
    → Common Stock (16,643 underlying)
  • Conversion

    Series A Preferred Stock

    2017-10-16−474,184→ 0 total(indirect: See Footnote)
    → Common Stock (474,184 underlying)
  • Conversion

    Series C Preferred Stock

    2017-10-16−616,446→ 0 total(indirect: See Footnote)
    → Common Stock (616,446 underlying)
  • Conversion

    Series C Preferred Stock

    2017-10-16−633,094→ 0 total(indirect: See Footnote)
    → Common Stock (633,094 underlying)
  • Conversion

    Convertible Promissory Note

    2017-10-16→ 0 total(indirect: See Footnote)
    Exercise: $7.00→ Common Stock (2,282 underlying)
  • Conversion

    Convertible Promissory Note

    2017-10-16→ 0 total(indirect: See Footnote)
    Exercise: $7.00→ Common Stock (84,526 underlying)
  • Conversion

    Convertible Promissory Note

    2017-10-16→ 0 total(indirect: See Footnote)
    Exercise: $7.00→ Common Stock (86,809 underlying)
  • Conversion

    Common Stock

    2017-10-16+13,650→ 26,116 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+474,184→ 474,184 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+519,230→ 993,414 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+633,094→ 1,626,508 total(indirect: See Footnote)
  • Conversion

    Series A Preferred Stock

    2017-10-16−12,466→ 0 total(indirect: See Footnote)
    → Common Stock (12,466 underlying)
  • Conversion

    Series B Preferred Stock

    2017-10-16−13,650→ 0 total(indirect: See Footnote)
    → Common Stock (13,650 underlying)
  • Conversion

    Common Stock

    2017-10-16+12,466→ 12,466 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+461,717→ 461,717 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+16,643→ 42,759 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+616,446→ 1,583,743 total(indirect: See Footnote)
  • Conversion

    Series A Preferred Stock

    2017-10-16−461,717→ 0 total(indirect: See Footnote)
    → Common Stock (461,717 underlying)
Hanafi Ammar
10% Owner
Transactions
  • Conversion

    Common Stock

    2017-10-16+12,466→ 12,466 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+16,643→ 42,759 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16$7.00/sh+2,282$15,974→ 45,041 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+505,580→ 967,297 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16$7.00/sh+84,526$591,682→ 1,668,269 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+13,650→ 26,116 total(indirect: See Footnote)
  • Conversion

    Convertible Promissory Note

    2017-10-16→ 0 total(indirect: See Footnote)
    Exercise: $7.00→ Common Stock (86,809 underlying)
  • Conversion

    Common Stock

    2017-10-16+519,230→ 993,414 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16$7.00/sh+86,809$607,663→ 1,713,317 total(indirect: See Footnote)
  • Conversion

    Series A Preferred Stock

    2017-10-16−461,717→ 0 total(indirect: See Footnote)
    → Common Stock (461,717 underlying)
  • Conversion

    Series C Preferred Stock

    2017-10-16−616,446→ 0 total(indirect: See Footnote)
    → Common Stock (616,446 underlying)
  • Conversion

    Common Stock

    2017-10-16+461,717→ 461,717 total(indirect: See Footnote)
  • Conversion

    Series C Preferred Stock

    2017-10-16−633,094→ 0 total(indirect: See Footnote)
    → Common Stock (633,094 underlying)
  • Conversion

    Convertible Promissory Note

    2017-10-16→ 0 total(indirect: See Footnote)
    Exercise: $7.00→ Common Stock (84,526 underlying)
  • Conversion

    Common Stock

    2017-10-16+633,094→ 1,626,508 total(indirect: See Footnote)
  • Conversion

    Series B Preferred Stock

    2017-10-16−13,650→ 0 total(indirect: See Footnote)
    → Common Stock (13,650 underlying)
  • Conversion

    Series B Preferred Stock

    2017-10-16−505,580→ 0 total(indirect: See Footnote)
    → Common Stock (505,580 underlying)
  • Conversion

    Series C Preferred Stock

    2017-10-16−16,643→ 0 total(indirect: See Footnote)
    → Common Stock (16,643 underlying)
  • Conversion

    Common Stock

    2017-10-16+616,446→ 1,583,743 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2017-10-16+474,184→ 474,184 total(indirect: See Footnote)
  • Conversion

    Series A Preferred Stock

    2017-10-16−12,466→ 0 total(indirect: See Footnote)
    → Common Stock (12,466 underlying)
  • Conversion

    Series A Preferred Stock

    2017-10-16−474,184→ 0 total(indirect: See Footnote)
    → Common Stock (474,184 underlying)
  • Conversion

    Series B Preferred Stock

    2017-10-16−519,230→ 0 total(indirect: See Footnote)
    → Common Stock (519,230 underlying)
  • Conversion

    Convertible Promissory Note

    2017-10-16→ 0 total(indirect: See Footnote)
    Exercise: $7.00→ Common Stock (2,282 underlying)
Footnotes (6)
  • [F1]The shares of the Issuer's Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, on a 1:1 basis immediately prior to the consummation of the Issuer's Initial Public Offering (the "IPO").
  • [F2]See additional Form 4 filed by Alloy Ventures 2002, LLC ("Ventures 2002") for additional members of this joint filing. The securities are directly held by Alloy Partners 2002, L.P. ("Alloy Partners 2002"). Ventures 2002, as the sole general partner of Alloy Partners 2002, may be deemed to beneficially own the securities held by Alloy Partners 2002. Craig Taylor, Douglas Kelly, John Shoch, Tony DiBona and Daniel Rubin are managing directors of Ventures 2002, and as such may be deemed to beneficially own the securities held by Alloy Partners 2002. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein.
  • [F3]See additional Form 4 filed by Ventures 2002 for additional members of this joint filing. The securities are directly held by Alloy Ventures 2002, L.P. ("Alloy Ventures 2002"). Ventures 2002, as the sole general partner of Alloy Ventures 2002, may be deemed to beneficially own the securities held by Alloy Ventures 2002. Craig Taylor, Douglas Kelly, John Shoch, Tony DiBona and Daniel Rubin are managing directors of Ventures 2002, and as such may be deemed to beneficially own the securities held by Alloy Ventures 2002. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein.
  • [F4]See additional Form 4 filed by Ventures 2002 for additional members of this joint filing. The securities are directly held by Alloy Ventures 2005, L.P. ("Alloy Ventures 2005"). Alloy Ventures 2005, LLC ("Ventures 2005"), as the sole general partner of Alloy Ventures 2005, may be deemed to beneficially own the securities held by Alloy Ventures 2005. Craig Taylor, Douglas Kelly, John Shoch, Tony DiBona, Daniel Rubin, Michael Hunkapiller and Ammar H. Hanafi are managing directors of Ventures 2005, and as such may be deemed to beneficially own the securities held by Alloy Ventures 2005. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein.
  • [F5]The expiration date is not relevant to the conversion of these securities.
  • [F6]The amount reported in column 5 is the principal amount of Reporting Person's Convertible Promissory Note (the "Note"). The outstanding principal and accrued interest of the Note automatically converted into shares of the Issuer's Common Stock at the price per share available to the public as set forth in the final prospectus related to the Issuer's IPO upon the closing of the IPO.

Documents

1 file

Issuer

Restoration Robotics Inc

CIK 0001409269

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Entity typeother

Related Parties

1
  • filerCIK 0001316825

Filing Metadata

Form type
4
Filed
Oct 16, 8:00 PM ET
Accepted
Oct 17, 6:47 PM ET
Size
60.7 KB
View on SEC.gov