O'Rourke John R. III 4
4 · Riot Blockchain, Inc. · Filed Nov 3, 2017
Insider Transaction Report
Form 4
O'Rourke John R. III
Director
Transactions
- Award
Option
2017-11-03+100,000→ 8,334 totalExercise: $10.00Exp: 2027-11-03→ Common Stock (100,000 underlying) - Award
Common Stock
2017-11-03+344,000→ 44,750 total
Footnotes (6)
- [F1]Represents a restricted stock award under the Riot Blockchain, Inc. (f/k/a Bioptix, Inc.) Amended & Restated Equity Incentive Plan (the "Restricted Stock Award"), which shall vest in 24 equal monthly installments over a two year period, beginning on the one month anniversary of the date of issuance.
- [F2]Restricted Stock Award is compensation for the Reporting Person's appointment as Chief Executive Officer of the Issuer.
- [F3]Includes shares vested or to be vested within 60 days pursuant to the Restricted Stock Award.
- [F4]Represents an option award under the Riot Blockchain, Inc. (f/k/a Bioptix, Inc.) Amended & Restated Equity Incentive Plan (the "Option Award"), which shall vest in 24 equal monthly installments over a two year period, beginning on the one month anniversary of the date of issuance, subject to shareholder approval.
- [F5]Option Award is compensation for the Reporting Person's appointment as Chief Executive Officer of the Issuer.
- [F6]Includes options vested or to be vested within 60 days pursuant to the Option Award.