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4//SEC Filing

Woodward Susan Marie 4

Accession 0001140361-17-043021

CIK 0001128189other
View on SEC.govCompany Profile

Filed

Nov 14, 7:00 PM ET

Accepted

Nov 15, 7:07 PM ET

Size

12.5 KB

Accession

0001140361-17-043021

Insider Transaction Report

Form 4
Period: 2017-11-15
ProtoKinetix, Inc.PKTX
Woodward Susan Marie
Chief Financial Officer
Transactions
  • Other

    Option

    2017-11-15$0.01/sh−4,000,000$40,000→ 0 total
    Exercise: $0.05Exp: 2020-12-31→ Common Stock (4,000,000 underlying)
  • Other

    Option

    2017-11-15$0.01/sh−4,000,000$40,000→ 0 total
    Exercise: $0.08Exp: 2019-12-31→ Common Stock (4,000,000 underlying)
  • Other

    Option

    2017-11-15$0.01/sh−4,000,000$40,000→ 0 total
    Exercise: $0.04Exp: 2020-02-25→ Common Stock (4,000,000 underlying)
Holdings

  • Common Stock

    250,000

  • Option

    Exercise: $0.04Exp: 2020-02-25→ Common Stock (2,000,000 underlying)
    2,000,000
Footnotes (6)
  • [F1]Options issued pursuant to the Company's 2017 Stock Option and Stock Bonus Plan. 1,000,000 shares of common stock vest on March 31, 2017; thereafter 1,000,000 shares vest every three months.
  • [F2]Options issued pursuant to the Company's 2015 Stock Option and Stock Bonus Plan. 1,000,000 shares of common stock vest on March 31, 2016; thereafter 1,000,000 shares vest every three months.
  • [F3]400,000 shares of common stock vest on March 31, 2015; thereafter 400,000 shares vest monthly on the last day of each month.
  • [F4]This option vests upon a change in control in which the Company receives a price equal to or greater than $0.50 per issued and outstanding share of common stock as defined in Ms. Woodward's Consulting Agreement. On December 30, 2017, the Company extended Ms. Woodward's option expiration date from February 25, 2017 to February 25, 2020.
  • [F5]Options repurchased by the Company pursuant to a Settlement Agreement between the Company and Ms. Woodward dated November 3, 2017. Transaction is exempt from Section 16(b) of the Securities Exchange Act of 1934.
  • [F6]Price of derivative securities per share due to rounding.

Documents

1 file

Issuer

ProtoKinetix, Inc.

CIK 0001128189

→
Entity typeother

Related Parties

1
  • filerCIK 0001621643

Filing Metadata

Form type
4
Filed
Nov 14, 7:00 PM ET
Accepted
Nov 15, 7:07 PM ET
Size
12.5 KB
View on SEC.gov