|4Nov 16, 7:08 PM ET

Greenberg Joseph G. 4

4 · Contango ORE, Inc. · Filed Nov 16, 2017

Insider Transaction Report

Form 4
Period: 2017-11-14
Transactions
  • Award

    Common Stock, par value $0.01

    2017-11-14+25,000132,832 total
  • Exercise/Conversion

    Common Stock, par value $0.01

    2017-11-14$10.00/sh+20,000$200,000152,832 total
  • Tax Payment

    Common Stock, par value $0.01

    2017-11-14$20.00/sh10,000$200,000142,832 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2017-11-1420,0000 total
    Exercise: $10.00Exp: 2017-12-07Common Stock (20,000 underlying)
Footnotes (2)
  • [F1]The shares represent a grant of restricted stock which vest on January 1, 2020.
  • [F2]On November 14, 2017, the reporting person received 10,000 shares of Common Stock upon the net exercise of 20,000 of the reporting person's stock options that were granted on December 7, 2012 with an exercise price of $10.00. The reporting person forfeited 10,000 shares of Common Stock underlying the stock option in payment of the exercise price resulting from the exercise, using the closing stock price on November 13, 2017, of $20. These options fully vested on December 7, 2014.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4