PATEK RICHARD A 4
4 · ASTEC INDUSTRIES INC · Filed Nov 27, 2017
Insider Transaction Report
Form 4
PATEK RICHARD A
Pres-Telsmith & Grp VP Agg
Transactions
- Discretionary Transaction
Common Stock
2017-11-24$54.50/sh−988.924$53,900→ 0 total(indirect: By 401(k)) - Discretionary Transaction
Phantom Stock
2017-11-24$54.50/sh−4,263.316$232,367→ 7,917.588 total→ Common Stock (4,263.316 underlying)
Holdings
- 3,863
Common Stock
- 4,471
Common Stock
Footnotes (3)
- [F1]Shares held in the reporting person's 401k account are based upon a Plan statement dated November 27, 2017.
- [F2]Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.
- [F3]Reported transaction is a sale of Astec stock within the SERP and the funds were reinvested in other investments. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.