Bankwell Financial Group, Inc.·4

Dec 1, 3:52 PM ET

Fieber James A 4

4 · Bankwell Financial Group, Inc. · Filed Dec 1, 2017

Insider Transaction Report

Form 4
Period: 2017-11-29
Transactions
  • Exercise/Conversion

    Common Stock

    2017-11-29$20.70/sh+2,875$59,513153,617 total
  • Exercise/Conversion

    Stock Options

    2017-11-29$20.70/sh2,875$59,5130 total
    Exercise: $20.70From: 2007-12-12Exp: 2017-12-12Common Stock (2,875 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    272,586
  • Common Stock

    1,000
  • Common Stock

    (indirect: Deferred Compensation Plan)
    25,285
Footnotes (4)
  • [F1]2,800 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on November 5, 2014 and an additional 25% to vest on each annual anniversary of the grant date thereafter. As of the Transaction Date, all 2,800 Shares have vested.
  • [F2]5,663 of Shares reported are owned jointly with Spouse.
  • [F3]1,000 shares of restricted stock granted on January 10, 2017, pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan and will vest in two equal annual installments of 500 shares, with the first installment to vest on December 29, 2017 and the remaining 500 shares to vest on December 31, 2018.
  • [F4]Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4