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DAVIS WILLIAM W JR 4

Accession 0001140361-17-045026

CIK 0001013272other

View on SEC.gov Company Profile

Filed

Dec 4, 7:00 PM ET

Accepted

Dec 5, 2:45 PM ET

Size

25.3 KB

Accession

0001140361-17-045026

Insider Transaction Report

Form 4

Period: 2017-12-05

NORWOOD FINANCIAL CORPNWFL

DAVIS WILLIAM W JR

DirectorPresident and CEO

Transactions

Exercise/Conversion
Common Stock
2017-12-05$17.93/sh+750$13,448→ 47,052 total
Exercise/Conversion
Common Stock
2017-12-05$16.65/sh+825$13,736→ 45,477 total
Exercise/Conversion
Common Stock
2017-12-05$18.03/sh+825$14,875→ 46,302 total
Exercise/Conversion
Common Stock
2017-12-05$16.83/sh+825$13,885→ 44,652 total
Exercise/Conversion
Options Right to Buy
2017-12-05−825→ 2,400 total
Exercise: $16.83From: 2011-12-31Exp: 2020-12-31→ Common Stock (825 underlying)
Exercise/Conversion
Options Right to Buy
2017-12-05−825→ 750 total
Exercise: $18.03From: 2013-12-31Exp: 2022-12-31→ Common Stock (825 underlying)
Exercise/Conversion
Common Stock
2017-12-05$16.67/sh+4,158$69,314→ 43,827 total
Sale
Common Stock
2017-12-05$30.50/sh−7,383$225,182→ 39,669 total
Exercise/Conversion
Options Right to Buy
2017-12-05−4,158→ 3,225 total
Exercise: $16.67From: 2009-12-31Exp: 2018-12-31→ Common Stock (4,158 underlying)
Exercise/Conversion
Options Right to Buy
2017-12-05−750→ 0 total
Exercise: $17.93From: 2014-12-31Exp: 2023-12-31→ Common Stock (750 underlying)
Exercise/Conversion
Options Right to Buy
2017-12-05−825→ 1,575 total
Exercise: $16.65From: 2012-12-31Exp: 2021-12-31→ Common Stock (825 underlying)

Holdings

Common Stock
(indirect: Restricted Stock Award)
315
Common Stock
(indirect: Restricted Stock Award)
360
Common Stock
(indirect: By Trust)
6,930
Common Stock
(indirect: Restricted Stock Award)
525

Footnotes (3)

[F1]Award vests in five equal installments beginning on December 9, 2015 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
[F2]Award vests in five equal installments beginning on December 8, 2016 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
[F3]Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

NORWOOD FINANCIAL CORP

CIK 0001013272

Entity typeother

Related Parties

1

filerCIK 0001192350

Filing Metadata

Form type: 4
Filed: Dec 4, 7:00 PM ET
Accepted: Dec 5, 2:45 PM ET
Size: 25.3 KB

View on SEC.gov