4//SEC Filing
COOPER BRADLEY E 4
Accession 0001140361-17-045802
CIK 0001373561other
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 11:19 AM ET
Size
7.5 KB
Accession
0001140361-17-045802
Insider Transaction Report
Form 4
COOPER BRADLEY E
Director
Transactions
- Other
Common Stock
2017-12-08+51,528→ 91,896 total - Other
Common Stock
2017-12-08−4,000,000→ 0 total(indirect: See footnote)
Holdings
- 40,244(indirect: See footnote)
Common Stock
Footnotes (2)
- [F1]Represents a pro rata distribution, without consideration, from Capital Z Partners III, L.P. ("Capital Z III Fund") to its partners, including 51,528 received by Bradley E. Cooper. The sole general partner of Capital Z III Fund is Capital Z Partners III GP, L.P. ("Capital Z III GP LP") and Capital Z Partners Management, LLC ("CZPM") performs investment management services for Capital Z III Fund. Mr. Cooper is a limited partner of Capital Z III GP LP, which may be deemed to be the beneficial owner of any securities held by Capital Z III Fund.
- [F2]Represents securities held directly by CZPM. Mr. Cooper is an officer and co-owner of CZPM. Mr. Cooper disclaims beneficial ownership of securities beneficially owned by CZPM, except to the extent of any pecuniary interest therein.
Documents
Issuer
NewStar Financial, Inc.
CIK 0001373561
Entity typeother
IncorporatedNY
Related Parties
1- filerCIK 0001008262
Filing Metadata
- Form type
- 4
- Filed
- Dec 11, 7:00 PM ET
- Accepted
- Dec 12, 11:19 AM ET
- Size
- 7.5 KB