COOPER BRADLEY E 4
4 · NewStar Financial, Inc. · Filed Dec 12, 2017
Insider Transaction Report
Form 4
COOPER BRADLEY E
Director
Transactions
- Other
Common Stock
2017-12-08+51,528→ 91,896 total - Other
Common Stock
2017-12-08−4,000,000→ 0 total(indirect: See footnote)
Holdings
- 40,244(indirect: See footnote)
Common Stock
Footnotes (2)
- [F1]Represents a pro rata distribution, without consideration, from Capital Z Partners III, L.P. ("Capital Z III Fund") to its partners, including 51,528 received by Bradley E. Cooper. The sole general partner of Capital Z III Fund is Capital Z Partners III GP, L.P. ("Capital Z III GP LP") and Capital Z Partners Management, LLC ("CZPM") performs investment management services for Capital Z III Fund. Mr. Cooper is a limited partner of Capital Z III GP LP, which may be deemed to be the beneficial owner of any securities held by Capital Z III Fund.
- [F2]Represents securities held directly by CZPM. Mr. Cooper is an officer and co-owner of CZPM. Mr. Cooper disclaims beneficial ownership of securities beneficially owned by CZPM, except to the extent of any pecuniary interest therein.