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|4Dec 26, 5:26 PM ET

21 APRIL FUND, LTD. 4

4 · Identiv, Inc. · Filed Dec 26, 2017

Insider Transaction Report

Form 4
Period: 2017-12-21
Identiv, Inc.INVE
21 APRIL FUND LTD
10% Owner
Transactions
  • Purchase

    Series B Non-Voting Convertible Preferred Stock

    2017-12-21$4.00/sh+2,388,461$9,553,844→ 2,388,461 total
    Exercise: $4.00From: 2023-12-21→ Common Stock (2,388,461 underlying)
  • Purchase

    Series B Non-Voting Convertible Preferred Stock

    2017-12-21$4.00/sh+611,539$2,446,156→ 611,539 total(indirect: See footnote)
    Exercise: $4.00From: 2023-12-21→ Common Stock (611,539 underlying)
Footnotes (4)
  • [F1]See Exhibit 99.1, Note 1.
  • [F2]See Exhibit 99.1, Note 2.
  • [F3]See Exhibit 99.1, Note 3.
  • [F4]See Exhibit 99.1, Note 4.

Documents

2 files
  • 4
    doc1.xmlPrimary

    FORM 4

  • EX-99.1
    a23302560.htm

    EXPLANATION OF RESPONSES