4//SEC Filing
Ludwig Eugene 4
Accession 0001140361-18-000390
CIK 0001143155other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 2:34 PM ET
Size
14.6 KB
Accession
0001140361-18-000390
Insider Transaction Report
Form 4
CapGen Capital Group VI LLC
Director10% OwnerOther
Transactions
- Disposition to Issuer
Common Stock, par value $0.01 per share
2018-01-01−1,254→ 0 total - Disposition to Issuer
Common Stock, par value $0.01 per share
2018-01-01−5,107,514→ 0 total - Disposition to Issuer
Common Stock, par value $0.01 per share
2018-01-01−5,107,514→ 0 total(indirect: Held by CapGen Capital Group VI LP)
CapGen Capital Group VI LP
Director10% OwnerOther
Transactions
- Disposition to Issuer
Common Stock, par value $0.01 per share
2018-01-01−5,107,514→ 0 total - Disposition to Issuer
Common Stock, par value $0.01 per share
2018-01-01−5,107,514→ 0 total(indirect: Held by CapGen Capital Group VI LP) - Disposition to Issuer
Common Stock, par value $0.01 per share
2018-01-01−1,254→ 0 total
GOLDSTEIN ROBERT
Director10% OwnerOther
Transactions
- Disposition to Issuer
Common Stock, par value $0.01 per share
2018-01-01−1,254→ 0 total - Disposition to Issuer
Common Stock, par value $0.01 per share
2018-01-01−5,107,514→ 0 total - Disposition to Issuer
Common Stock, par value $0.01 per share
2018-01-01−5,107,514→ 0 total(indirect: Held by CapGen Capital Group VI LP)
Ludwig Eugene
Director10% OwnerOther
Transactions
- Disposition to Issuer
Common Stock, par value $0.01 per share
2018-01-01−5,107,514→ 0 total(indirect: Held by CapGen Capital Group VI LP) - Disposition to Issuer
Common Stock, par value $0.01 per share
2018-01-01−5,107,514→ 0 total - Disposition to Issuer
Common Stock, par value $0.01 per share
2018-01-01−1,254→ 0 total
Footnotes (4)
- [F1]In connection with the merger of Xenith Bankshares, Inc. ("Xenith") and Union Bankshares Corporation ("Union"), pursuant to the Agreement and Plan of Reorganization, dated as of May 19, 2017, the reporting persons received 0.9354 of a share of Union common stock for each share of Xenith common stock held by such reporting person immediately prior to the merger. On December 29, 2017, the last trading day immediately prior to the merger, the closing price of Union common stock was $36.17.
- [F2]Mr. Goldstein directly owned such shares of Xenith common stock.
- [F3]As the sole general partner of CapGen Capital Group VI LP ("CapGen LP"), CapGen Capital Group VI LLC ("CapGen LLC") may have been deemed to be the indirect beneficial owner of the shares of Xenith common stock on this row under Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, CapGen LLC disclaims that it was the beneficial owner of such shares, except to the extent of its pecuniary interest.
- [F4]Mr. Ludwig, as the managing member of CapGen LLC, may have been deemed to be an indirect beneficial owner of the shares in this row pursuant to Rule 16a-1(a)(2) promulgated under the Exchange Act. As a principal member and member of the investment committee of CapGen LLC, the general partner of CapGen LP, Mr. Goldstein may have been deemed to be the indirect beneficial owner of such shares under Rule 16a-1(a)(2) promulgated under the Exchange Act. Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, each of Mr. Ludwig and Mr. Goldstein disclaims that he was the beneficial owner of such shares, except to the extent of his pecuniary interest.
Documents
Issuer
Xenith Bankshares, Inc.
CIK 0001143155
Entity typeother
Related Parties
1- filerCIK 0001453863
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 2:34 PM ET
- Size
- 14.6 KB