|3Jan 4, 5:41 PM ET

HSPL Holdings, LLC 3

3 · SG BLOCKS, INC. · Filed Jan 4, 2018

Insider Transaction Report

Form 3
Period: 2017-12-19
Holdings
  • Class A common stock, $0.01 par value per share

    (indirect: See Footnote)
    661,008
  • Stock Option (right to buy)

    (indirect: See Footnote)
    Exercise: $3.00Exp: 2026-10-31Common Stock (11,203 underlying)
Footnotes (2)
  • [F1]The shares of Class A common stock and options reported herein are held of record by HSPL Holdings , LLC. Titan Advisors, LLC is the Manager of HSPL Holdings, LLC. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock, except to the extent of its pecuniary interest therein, and this shall not be deemed to be an admission that HSPL is a beneficial owner of such shares of Common Stock.
  • [F2]The options became exercisable in 25% increments per quarter starting on 12/31/16 and are now fully exercisable.

Documents

1 file
  • 3
    doc1.xmlPrimary

    FORM 3