|3Jan 19, 5:10 PM ET

Family Trust U/A Christian M. Zugel 2005 GRAT 3

3 · ZAIS Group Holdings, Inc. · Filed Jan 19, 2018

Insider Transaction Report

Form 3
Period: 2018-01-11
Holdings
  • Class A Common Stock

    112,497
  • Class A Units of ZAIS Group Parent, LLC

    From: 2015-03-17Class A Common Stock (1,050,000 underlying)
Footnotes (2)
  • [F1]The terms of the Units are governed by an Exchange Agreement dated March 17, 2015, the form of which is filed with the Securities and Exchange Commission as Annex C to the Proxy Statement of HF2 Financial Management Inc. on January 26, 2015.
  • [F2]Each Unit is convertible into one share of Class A Common Stock.

Documents

1 file
  • 3
    doc1.xmlPrimary

    FORM 3