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4//SEC Filing

FARKAS ANDREW L 4

Accession 0001140361-18-004473

CIK 0001332551other

Filed

Jan 31, 7:00 PM ET

Accepted

Feb 1, 4:29 PM ET

Size

6.8 KB

Accession

0001140361-18-004473

Insider Transaction Report

Form 4
Period: 2018-01-31
Transactions
  • Other

    8.50% Series A Cumulative Redeemable Preferred Stock

    2018-01-31$25.00/sh21,276$531,9000 total
Holdings
  • Common Stock

    (indirect: See Footnote)
    766,718
  • Common Stock

    80,870
Footnotes (3)
  • [F1]The issuer redeemed all of its issued and outstanding 8.50% Series A Cumulative Redeemable Preferred Stock for $25 per share on January 31, 2018.
  • [F2]35,657 shares remain subject to vesting.
  • [F3]Shares are collectively held by Resource Capital Investor, Inc. and Resource Capital Manager, Inc., each indirect wholly-owned subsidiaries of C-III Capital Partners LLC ("C-III"). C-III is externally managed by Island Capital Group LLC, through which the reporting person, as a principal, has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of purposes of Section 16 or for any other purposes.

Documents

1 file

Issuer

Resource Capital Corp.

CIK 0001332551

Entity typeother
IncorporatedSC

Related Parties

1
  • filerCIK 0001026285

Filing Metadata

Form type
4
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 4:29 PM ET
Size
6.8 KB