4/A//SEC Filing
Gormley Mark K 4/A
Accession 0001140361-18-005140
CIK 0001564618other
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 6:53 PM ET
Size
6.5 KB
Accession
0001140361-18-005140
Insider Transaction Report
Form 4/AAmended
Gormley Mark K
Director
Transactions
- Award
Common Stock
2018-01-31+606→ 606 total
Holdings
- 1,546,796(indirect: See Footnote)
Common Stock
Footnotes (3)
- [F1]The reporting person acquired the shares pursuant to a grant under the Issuer's 2013 Equity Incentive Plan. Such shares vest in three (3) equal annual installments on the anniversary of the date of grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.
- [F2]Amendment reflects 386,699 shares sold by LEP Carlile Holdings, LLC, a Delaware limited liability company ("LEP Carlile Holdings") on December 6, 2017, in a registered public offering.
- [F3]Amendment reflects that shares are directly owned by LEP Carlile Holdings. The members of LEP Carlile Holdings are Thomas H. Lee, Lee Equity Partners Realization Fund, L.P., a Delaware limited partnership, Lee Equity Strategic Partners Realization Fund, L.P., a Delaware limited partnership, and LEP Carlile Co-Investor Group I, LLC, a Delaware limited liability company (collectively, the "Funds"). Mr. Gormley is a member and equity owner of the general partner of the Funds. Mr. Gormley disclaims beneficial ownership of shares held by LEP Carlile Holdings, LLC and the Funds, except to the extent of his or its pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Gormley is the beneficial owner of the shares for purposes of Section 16 of the Exchange Act or for any other purpose.
Documents
Issuer
Independent Bank Group, Inc.
CIK 0001564618
Entity typeother
Related Parties
1- filerCIK 0001380508
Filing Metadata
- Form type
- 4/A
- Filed
- Feb 4, 7:00 PM ET
- Accepted
- Feb 5, 6:53 PM ET
- Size
- 6.5 KB