SHIELDS DENNIS 4
4 · Esquire Financial Holdings, Inc. · Filed Feb 7, 2018
Insider Transaction Report
Form 4
SHIELDS DENNIS
DirectorExec Chairman of the Board
Transactions
- Award
Common Stock
2018-01-23+15,000→ 113,048 total
Holdings
- 12,000(indirect: By Children)
Common Stock
- 10,000
Stock Options
Exercise: $12.50From: 2015-08-01Exp: 2024-08-01→ Common Stock (10,000 underlying) - 101,500
Stock Options
Exercise: $12.50From: 2017-09-01Exp: 2026-09-01→ Common Stock (101,500 underlying) - 5,000(indirect: By Spouse)
Common Stock
- 142,279
Stock Options
Exercise: $12.50From: 2016-09-01Exp: 2025-09-01→ Common Stock (142,279 underlying)
Footnotes (4)
- [F1]Shares of restricted stock vest in three equal annual installments commencing on January 23, 2022.
- [F2]Stock options vest at a rate of 20% per year commencing on August 1, 2015.
- [F3]Stock options vest at a rate of 20% per year commencing on September 1, 2016.
- [F4]Stock options vest at a rate of 20% per year commencing on September 1, 2017.