4//SEC Filing
21 APRIL FUND, LTD. 4
Accession 0001140361-18-009244
CIK 0001001902other
Filed
Feb 20, 7:00 PM ET
Accepted
Feb 21, 12:20 PM ET
Size
12.5 KB
Accession
0001140361-18-009244
Insider Transaction Report
Form 4
INTEVAC INCIVAC
Transactions
- Purchase
Common Stock
2018-02-20$6.15/sh+3,120$19,188→ 4,429,597 total(indirect: See Footnote) - Purchase
Common Stock
2018-02-16$6.24/sh+30,000$187,251→ 4,426,477 total(indirect: See Footnote)
21 APRIL FUND LTD
10% Owner
Transactions
- Purchase
Common Stock
2018-02-16$6.24/sh+30,000$187,251→ 4,426,477 total(indirect: See Footnote) - Purchase
Common Stock
2018-02-20$6.15/sh+3,120$19,188→ 4,429,597 total(indirect: See Footnote)
Transactions
- Purchase
Common Stock
2018-02-16$6.24/sh+30,000$187,251→ 4,426,477 total(indirect: See Footnote) - Purchase
Common Stock
2018-02-20$6.15/sh+3,120$19,188→ 4,429,597 total(indirect: See Footnote)
Footnotes (4)
- [F1]This Form 4 is filed by 21 April Ltd. ("April Ltd."), First Eagle Investment Management, LLC ("FEIM") and First Eagle Holdings, Inc. ("FEHI" and, collectively with April Ltd. and FEIM, the "Entities"). The Entities disclaim status as a "group" for purposes of this Form 4.
- [F2]The shares of Common Stock reported herein are indirectly beneficially owned by FEHI and FEIM, a Delaware limited liability company and an investment adviser registered under the Investment Advisers Act of 1940. FEIM is (i) the registered investment adviser to April Ltd., (ii) a subsidiary of FEHI and (iii) investment adviser to certain separately managed accounts which, together with certain separate accounts managed by Michael M. Kellen in his individual capacity holding shares reported by FEIM for which FEIM disclaims beneficial ownership are defined herein as the "Separately Managed Accounts". FEHI disclaims Section 16 beneficial ownership of the shares held directly by April Ltd. except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that FEHI is the Section 16 beneficial owner of any such securities.
- [F3]Represents 2,890,742 and 1,535,735 shares held directly by 21 April Ltd. and the Separately Managed Accounts, respectively. FEHI disclaims Section 16 beneficial ownership of the shares held directly by April Ltd. except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that FEHI is the Section 16 beneficial owner of any such securities.
- [F4]Represents 2,893,494 and 1,536,103 shares held directly by 21 April Ltd. and the Separately Managed Accounts, respectively. FEHI disclaims Section 16 beneficial ownership of the shares held directly by April Ltd. except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that FEHI is the Section 16 beneficial owner of any such securities.
Documents
Issuer
INTEVAC INC
CIK 0001001902
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001459708
Filing Metadata
- Form type
- 4
- Filed
- Feb 20, 7:00 PM ET
- Accepted
- Feb 21, 12:20 PM ET
- Size
- 12.5 KB