Upfill-Brown Simon H 4
4 · TRECORA RESOURCES · Filed Feb 21, 2018
Insider Transaction Report
Form 4
Upfill-Brown Simon H
Executive VIce President
Transactions
- Award
restricted stock units
2018-02-20+55,556→ 374,857 total→ common stock (55,556 underlying) - Exercise/Conversion
common stock
2018-02-09+7,370→ 88,035 total - Tax Payment
common stock
2018-02-09$12.85/sh−1,795$23,066→ 86,240 total - Exercise/Conversion
restricted stock units
2018-02-09−7,370→ 319,301 total→ common stock (7,370 underlying)
Footnotes (4)
- [F1]Vesting of ? of time vested restricted stock units which were granted on 02/10/15 and vest in 4 equal installments beginning on the first anniversary of the grant date.
- [F2]Granted as officer compensation. Converts into common stock on a one-for-one basis.
- [F3]One half of award vests ratably over 3 years beginning with the first anniversary date of the grant date. The remaining 50% vest at the end of three years subject to performance criteria.
- [F4]Withheld for tax liability