4//SEC Filing
Fowler John C 4
Accession 0001140361-18-010609
CIK 0001481792other
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 7:16 PM ET
Size
25.3 KB
Accession
0001140361-18-010609
Insider Transaction Report
Form 4
Fowler John C
Executive VP and CFO
Transactions
- Exercise/Conversion
Class A Common Stock
2018-02-23$16.62/sh+9,000$149,580→ 195,799 total - Sale
Class A Common Stock
2018-02-23$29.51/sh−9,700$286,251→ 192,599 total - Exercise/Conversion
Stock Options (Right to Buy)
2018-02-23−6,500→ 0 totalExercise: $19.12From: 2012-05-14Exp: 2021-11-18→ Class A Common Stock (6,500 underlying) - Exercise/Conversion
Stock Options (Right to Buy)
2018-02-23−9,000→ 0 totalExercise: $16.62Exp: 2020-01-31→ Class A Common Stock (9,000 underlying) - Gift
Class B Common Stock
2018-02-12+1,125→ 1,125 total(indirect: By Trust)→ Class A Common Stock (1,125 underlying) - Gift
Class B Common Stock
2018-02-12+1,125→ 1,125 total(indirect: By Trust)→ Class A Common Stock (1,125 underlying) - Exercise/Conversion
Class A Common Stock
2018-02-23$19.12/sh+6,500$124,280→ 202,299 total - Sale
Class A Common Stock
2018-02-23$29.98/sh−5,800$173,903→ 186,799 total - Gift
Class B Common Stock
2018-02-12+1,125→ 1,125 total(indirect: By Trust)→ Class A Common Stock (1,125 underlying)
Holdings
- 113,741(indirect: By Trust)
Class A Common Stock
- 30,000
Stock Options (Right to Buy)
Exercise: $29.37Exp: 2019-01-31→ Class A Common Stock (30,000 underlying) - 34,218
Stock Options (Right to Buy)
Exercise: $41.26Exp: 2021-01-01→ Class A Common Stock (34,218 underlying)
Footnotes (10)
- [F1]The price in Column 4 is a weighted average price. The prices actually received ranged from $29.005 to $29.87. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- [F10]As Trustee for the Isabella Marion Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F2]The price in Column 4 is a weighted average price. The prices actually received ranged from $29.88 to $30.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- [F3]As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F4]Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
- [F5]Became exercisable in two equal annual installments beginning on November 18, 2012.
- [F6]Became exercisable as to 14,850 shares on May 14, 2012, and became exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- [F7]Became exercisable in three equal annual installments beginning on January 1, 2013.
- [F8]As Trustee for the Harry Virgil Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F9]As Trustee for the Kaitlin Mary Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Documents
Issuer
Quad/Graphics, Inc.
CIK 0001481792
Entity typeother
Related Parties
1- filerCIK 0001495362
Filing Metadata
- Form type
- 4
- Filed
- Feb 26, 7:00 PM ET
- Accepted
- Feb 27, 7:16 PM ET
- Size
- 25.3 KB