Dobbins James Wells 4
4 · Turning Point Brands, Inc. · Filed Mar 9, 2018
Insider Transaction Report
Form 4
Dobbins James Wells
GC, Secretary, Sr. VP
Transactions
- Award
Options (2018)
2018-03-07+9,000→ 9,000 totalExercise: $21.21Exp: 2028-03-07→ Common Stock (9,000 underlying)
Holdings
- 10,864
Options (2008)
Exercise: $1.06Exp: 2018-11-04→ Common Stock (10,864 underlying) - 84,041
Common Stock
- 6,850
Options (2017)
Exercise: $15.41Exp: 2027-05-17→ Common Stock (6,850 underlying) - 5,216
Options (2014)
Exercise: $3.83Exp: 2024-08-08→ Common Stock (5,216 underlying) - 31,296
Options (2011)
Exercise: $3.83Exp: 2021-08-25→ Common Stock (31,296 underlying)
Footnotes (7)
- [F1]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
- [F2]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
- [F3]The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016.
- [F4]The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014.
- [F5]The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011.
- [F6]Granted pursuant to the issuer's 2015 Equity Incentive Plan.
- [F7]Granted pursuant to the issuer's 2006 Equity Incentive Plan.