Cox Julius 4
4 · DYNEGY INC. · Filed Mar 12, 2018
Insider Transaction Report
Form 4
DYNEGY INC.DYN
Cox Julius
Executive Vice PresidentOther
Transactions
- Tax Payment
Common Stock
2018-03-08$13.47/sh−2,180$29,365→ 41,300 total - Exercise/Conversion
Common Stock
2018-03-08+5,543→ 43,480 total - Exercise/Conversion
Restricted Stock Units
2018-03-08−5,543→ 60,084 total→ Common Stock (5,543 underlying)
Footnotes (5)
- [F1]Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock.
- [F2]These restricted stock units were withheld to pay the taxes applicable to the vesting of 5,543 units of restricted stock on March 8, 2018.
- [F3]Reflects closing stock price on March 8, 2018.
- [F4]Amount includes 15,711 restricted stock units that vest in two annual equal installments beginning on March 1, 2019.
- [F5]On March 8, 2016, the reporting person was granted 16,629 restricted stock units representing the contingent right to receive for each restricted stock unit one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments which began on March 8, 2017.