Jones Henry D. 4
4 · DYNEGY INC. · Filed Mar 12, 2018
Insider Transaction Report
Form 4
DYNEGY INC.DYN
Jones Henry D.
EVP & Chief Commercial Officer
Transactions
- Exercise/Conversion
Common Stock
2018-03-08+11,130→ 104,422 total - Tax Payment
Common Stock
2018-03-08$13.47/sh−4,154$55,954→ 100,268 total - Exercise/Conversion
Restricted Stock Units
2018-03-08−11,130→ 86,285 total→ Common Stock (11,130 underlying)
Footnotes (5)
- [F1]Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock.
- [F2]These restricted stock units were withheld to pay the taxes applicable to the vesting of 11,130 units of restricted stock on March 8, 2018.
- [F3]Reflects closing stock price on March 8, 2018.
- [F4]Amount includes 26,184 restricted stock units that vest in two annual equal installments beginning on March 1, 2019.
- [F5]On March 8, 2016, the reporting person was granted 33,391 restricted stock units representing the contingent right to receive for each restricted stock unit one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments which began on March 8, 2017.