4//SEC Filing
21 APRIL FUND, LTD. 4
Accession 0001140361-18-015242
CIK 0001001902other
Filed
Mar 26, 8:00 PM ET
Accepted
Mar 27, 4:33 PM ET
Size
10.5 KB
Accession
0001140361-18-015242
Insider Transaction Report
Form 4
INTEVAC INCIVAC
21 APRIL FUND LTD
10% Owner
Transactions
- Purchase
Common Stock
2018-03-23$6.05/sh+28,449$172,111→ 4,462,055 total(indirect: See Footnote)
Transactions
- Purchase
Common Stock
2018-03-23$6.05/sh+28,449$172,111→ 4,462,055 total(indirect: See Footnote)
Transactions
- Purchase
Common Stock
2018-03-23$6.05/sh+28,449$172,111→ 4,462,055 total(indirect: See Footnote)
Footnotes (3)
- [F1]This Form 4 is filed by 21 April Ltd. ("April Ltd."), First Eagle Investment Management, LLC ("FEIM") and First Eagle Holdings, Inc. ("FEHI" and, collectively with April Ltd. and FEIM, the "Entities"). The Entities disclaim status as a "group" for purposes of this Form 4.
- [F2]The shares of Common Stock reported herein are indirectly beneficially owned by FEHI and FEIM, a Delaware limited liability company and an investment adviser registered under the Investment Advisers Act of 1940. FEIM is (i) the registered investment adviser to April Ltd., (ii) a subsidiary of FEHI and (iii) investment adviser to certain separately managed accounts which, together with certain separate accounts managed by Michael M. Kellen in his individual capacity holding shares reported by FEIM for which FEIM disclaims beneficial ownership are defined herein as the "Separately Managed Accounts". FEHI disclaims Section 16 beneficial ownership of the shares held directly by April Ltd. except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that FEHI is the Section 16 beneficial owner of any such securities.
- [F3]Represents 2,923,630 and 1,538,425 shares held directly by 21 April Ltd. and the Separately Managed Accounts, respectively. FEHI disclaims Section 16 beneficial ownership of the shares held directly by April Ltd. except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that FEHI is the Section 16 beneficial owner of any such securities.
Documents
Issuer
INTEVAC INC
CIK 0001001902
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001459708
Filing Metadata
- Form type
- 4
- Filed
- Mar 26, 8:00 PM ET
- Accepted
- Mar 27, 4:33 PM ET
- Size
- 10.5 KB