BARUCH THOMAS R 4
4 · CODEXIS INC · Filed Mar 30, 2018
Insider Transaction Report
Form 4
CODEXIS INCCDXS
BARUCH THOMAS R
Director10% Owner
Transactions
- Sale
Common Stock
2018-03-28$11.05/sh−12,500$138,123→ 184,670 total - Sale
Common Stock
2018-03-29$11.06/sh−12,500$138,195→ 172,170 total
Footnotes (3)
- [F1]The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.85 to $11.2001, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.80 to $11.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.