4//SEC Filing
JAMES THOMAS L. 4
Accession 0001140361-18-016787
CIK 0001347858other
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 5:03 PM ET
Size
11.1 KB
Accession
0001140361-18-016787
Insider Transaction Report
Form 4
JAMES THOMAS L.
VP, General Counsel & Sec'y.
Transactions
- Award
Stock Option (Right to Buy)
2018-03-06$2.76/sh+117,146$323,323→ 117,146 totalExercise: $2.76Exp: 2028-03-06→ Common Stock (117,146 underlying)
Holdings
- 124,000
Stock Option Grant (Right to Buy)
Exercise: $1.39Exp: 2027-05-24→ Common Stock (124,000 underlying) - 100,000
Common Stock
- 136,170
Stock Option Grant
Exercise: $0.95Exp: 2026-03-04→ Common Stock (136,170 underlying) - 300,000
Options to Purchase Common Stock
Exercise: $2.61From: 2017-05-01Exp: 2024-05-27→ Common Stock (300,000 underlying) - 197,568
Stock Option (right to buy)
Exercise: $0.96From: 2016-02-16Exp: 2025-02-16→ Common Stock (197.568 underlying)
Footnotes (3)
- [F1]Stock option grant which vests one-third on each of March 6, 2019, March 6, 2020 and March 6, 2021.
- [F2]Stock option grant which vests one-third on each of April 1, 2018, April 1, 2019 and April 1, 2020.
- [F3]Stock option grant which vests one-third on each of March 4, 2017, March 4, 2018 and March 4, 2019.
Documents
Issuer
22nd Century Group, Inc.
CIK 0001347858
Entity typeother
Related Parties
1- filerCIK 0001608342
Filing Metadata
- Form type
- 4
- Filed
- Apr 2, 8:00 PM ET
- Accepted
- Apr 3, 5:03 PM ET
- Size
- 11.1 KB