James Catherine C. 4
4 · DYNEGY INC. · Filed Apr 11, 2018
Insider Transaction Report
Form 4
DYNEGY INC.DYN
Callaway Catherine B.
Exec VP and General Counsel
Transactions
- Disposition to Issuer
Common Stock Option (Right to Buy)
2018-04-09−28,590→ 0 totalExercise: $27.24→ Common Stock (28,590 underlying) - Disposition to Issuer
Common Stock
2018-04-09−93,337→ 0 total - Disposition to Issuer
Common Stock Option (Right to Buy)
2018-04-09−70,215→ 0 totalExercise: $18.70→ Common Stock (70,215 underlying) - Disposition to Issuer
Common Stock Option (Right to Buy)
2018-04-09−27,028→ 0 totalExercise: $23.10→ Common Stock (27,028 underlying) - Disposition to Issuer
Common Stock Option (Right to Buy)
2018-04-09−33,841→ 0 totalExercise: $23.03→ Common Stock (33,841 underlying) - Disposition to Issuer
Restricted Stock Units
2018-04-09−84,712→ 0 total→ Common Stock (84,712 underlying) - Disposition to Issuer
Common Stock Option (Right to Buy)
2018-04-09−52,561→ 0 totalExercise: $11.05→ Common Stock (52,561 underlying) - Disposition to Issuer
Common Stock Option (Right to Buy)
2018-04-09−57,278→ 0 totalExercise: $8.02→ Common Stock (57,278 underlying)
Footnotes (8)
- [F1]Disposed of pursuant to the closing of the merger on April 9, 2018 (the "Effective Date") between Issuer and Vistra Energy Corp. (the "Merger") in exchange for 0.652 shares of Vistra Corp. stock having a market value of $20.83, closing price, per share on the Effective Date of the Merger.
- [F2]This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 45,780 shares of Vistra common stock for $28.68. The option will expire pursuant to the terms of the grant agreement.
- [F3]This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 17,622 shares of Vistra common stock for $35.43. The option will expire pursuant to the terms of the grant agreement.
- [F4]This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,064 shares of Vistra common stock for $35.32. The option will expire pursuant to the terms of the grant agreement.
- [F5]This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 18,640 shares of Vistra common stock for $41.78. The option will expire pursuant to the terms of the grant agreement.
- [F6]This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 34,269 shares of Vistra common stock for $16.95. The option will expire pursuant to the terms of the grant agreement.
- [F7]This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 37,345 shares of Vistra common stock for $12.30. The option will expire pursuant to the terms of the grant agreement.
- [F8]Restricted Stock Units convert into common stock on a one-for-one basis. Disposed of pursuant to the Merger in exchange for 0.652 shares of Vistra Restricted Stock Units having a market value of $20.83, closing price, per share on the Effective Date of the Merger. The Restricted Stock Units will vest pursuant to the terms of the Grant Agreements.