Cox Julius 4
4 · DYNEGY INC. · Filed Apr 11, 2018
Insider Transaction Report
Form 4
DYNEGY INC.DYN
Cox Julius
Executive Vice PresidentOther
Transactions
- Disposition to Issuer
Common Stock
2018-04-09−41,300→ 0 total - Disposition to Issuer
Common Stock Option (Right to Buy)
2018-04-09−13,754→ 0 totalExercise: $18.70→ Common Stock (13,754 underlying) - Disposition to Issuer
Common Stock Option (Right to Buy)
2018-04-09−4,730→ 0 totalExercise: $23.10→ Common Stock (4,730 underlying) - Disposition to Issuer
Common Stock Option (Right to Buy)
2018-04-09−8,672→ 0 totalExercise: $23.03→ Common Stock (8,672 underlying) - Disposition to Issuer
Common Stock Option (Right to Buy)
2018-04-09−17,313→ 0 totalExercise: $27.24→ Common Stock (17,313 underlying) - Disposition to Issuer
Common Stock Option (Right to Buy)
2018-04-09−30,035→ 0 totalExercise: $11.05→ Common Stock (30,035 underlying) - Disposition to Issuer
Common Stock Option (Right to Buy)
2018-04-09−36,389→ 0 totalExercise: $8.02→ Common Stock (36,389 underlying) - Disposition to Issuer
Restricted Stock Units
2018-04-09−60,084→ 0 total→ Common Stock (60,084 underlying)
Footnotes (8)
- [F1]Disposed of pursuant to the closing of the merger on April 9, 2018 (the "Effective Date") between Issuer and Vistra Energy Corp. (the "Merger") in exchange for 0.652 shares of Vistra Corp. stock having a market value of $20.83, closing price, per share on the Effective Date of the Merger.
- [F2]This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 8,967 shares of Vistra common stock for $28.68. The option will expire pursuant to the terms of the grant agreement.
- [F3]This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 3,085 shares of Vistra common stock for $35.43. The option will expire pursuant to the terms of the grant agreement.
- [F4]This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 5,654 shares of Vistra common stock for $35.32. The option will expire pursuant to the terms of the grant agreement.
- [F5]This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 11,288 shares of Vistra common stock for $41.78. The option will expire pursuant to the terms of the grant agreement.
- [F6]This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 19,582 shares of Vistra common stock for $16.95. The option will expire pursuant to the terms of the grant agreement.
- [F7]This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 23,725 shares of Vistra common stock for $12.30. The option will expire pursuant to the terms of the grant agreement.
- [F8]Restricted Stock Units convert into common stock on a one-for-one basis. Disposed of pursuant to the Merger in exchange for 0.652 shares of Vistra Restricted Stock Units having a market value of $20.83, closing price, per share on the Effective Date of the Merger. The Restricted Stock Units will vest pursuant to the terms of the Grant Agreements.