4//SEC Filing
Ellis Dean 4
Accession 0001140361-18-018150
CIK 0001379895other
Filed
Apr 10, 8:00 PM ET
Accepted
Apr 11, 10:47 AM ET
Size
14.4 KB
Accession
0001140361-18-018150
Insider Transaction Report
Form 4
DYNEGY INC.DYN
Ellis Dean
Senior Vice President
Transactions
- Disposition to Issuer
Restricted Stock Units
2018-04-09−42,484→ 0 total→ Common Stock (42,484 underlying) - Disposition to Issuer
Common Stock Option (Right to Buy)
2018-04-09−4,908→ 0 totalExercise: $27.24→ Common Stock (4,908 underlying) - Disposition to Issuer
Common Stock Option (Right to Buy)
2018-04-09−11,156→ 0 totalExercise: $11.05→ Common Stock (11,156 underlying) - Disposition to Issuer
Common Stock
2018-04-09−20,324→ 0 total - Disposition to Issuer
Common Stock Option (Right to Buy)
2018-04-09−14,286→ 0 totalExercise: $8.02→ Common Stock (14,286 underlying)
Footnotes (5)
- [F1]Disposed of pursuant to the closing of the merger on April 9, 2018 (the "Effective Date") between Issuer and Vistra Energy Corp. (the "Merger") in exchange for 0.652 shares of Vistra Corp. stock having a market value of $20.83, closing price, per share on the Effective Date of the Merger.
- [F2]This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 3,200 shares of Vistra common stock for $41.78. The option will expire pursuant to the terms of the grant agreement.
- [F3]This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 7,273 shares of Vistra common stock for $16.95. The option will expire pursuant to the terms of the grant agreement.
- [F4]This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 9,314 shares of Vistra common stock for $12.30. The option will expire pursuant to the terms of the grant agreement.
- [F5]Restricted Stock Units convert into common stock on a one-for-one basis. Disposed of pursuant to the Merger in exchange for 0.652 shares of Vistra Restricted Stock Units having a market value of $20.83, closing price, per share on the Effective Date of the Merger. The Restricted Stock Units will vest pursuant to the terms of the Grant Agreements.
Documents
Issuer
DYNEGY INC.
CIK 0001379895
Entity typeother
Related Parties
1- filerCIK 0001686312
Filing Metadata
- Form type
- 4
- Filed
- Apr 10, 8:00 PM ET
- Accepted
- Apr 11, 10:47 AM ET
- Size
- 14.4 KB