4//SEC Filing
Walden John Clinton 4
Accession 0001140361-18-018151
CIK 0001379895other
Filed
Apr 10, 8:00 PM ET
Accepted
Apr 11, 10:49 AM ET
Size
21.4 KB
Accession
0001140361-18-018151
Insider Transaction Report
Form 4
DYNEGY INC.DYN
Walden John Clinton
VP and Chief Acct Officer
Transactions
- Disposition to Issuer
Common Stock
2018-04-09−8,940→ 0 total - Disposition to Issuer
Common Stock Option (Right to Buy)
2018-04-09−4,768→ 0 totalExercise: $18.70→ Common Stock (4,768 underlying) - Disposition to Issuer
Restricted Stock Units
2018-04-09−35,444→ 0 total→ Common Stock (35,444 underlying) - Disposition to Issuer
Common Stock Option (Right to Buy)
2018-04-09−7,053→ 0 totalExercise: $23.10→ Common Stock (7,053 underlying) - Disposition to Issuer
Common Stock Option (Right to Buy)
2018-04-09−7,148→ 0 totalExercise: $27.24→ Common Stock (7,148 underlying) - Disposition to Issuer
Common Stock Option (Right to Buy)
2018-04-09−15,499→ 0 totalExercise: $8.02→ Common Stock (15,499 underlying) - Disposition to Issuer
Common Stock Option (Right to Buy)
2018-04-09−12,872→ 0 totalExercise: $11.05→ Common Stock (12,872 underlying) - Disposition to Issuer
Common Stock Option (Right to Buy)
2018-04-09−8,461→ 0 totalExercise: $23.03→ Common Stock (8,461 underlying)
Footnotes (8)
- [F1]Disposed of pursuant to the closing of the merger on April 9, 2018 (the "Effective Date") between Issuer and Vistra Energy Corp. (the "Merger") in exchange for 0.652 shares of Vistra Corp. stock having a market value of $20.83, closing price, per share on the Effective Date of the Merger.
- [F2]This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 3,108 shares of Vistra common stock for $28.68. The option will expire pursuant to the terms of the grant agreement.
- [F3]This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 4,598 shares of Vistra common stock for $35.43. The option will expire pursuant to the terms of the grant agreement.
- [F4]This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 5,516 shares of Vistra common stock for $35.32. The option will expire pursuant to the terms of the grant agreement.
- [F5]This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 4,660 shares of Vistra common stock for $41.78. The option will expire pursuant to the terms of the grant agreement.
- [F6]This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 8,392 shares of Vistra common stock for $16.95. The option will expire pursuant to the terms of the grant agreement.
- [F7]This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 10,105 shares of Vistra common stock for $12.30. The option will expire pursuant to the terms of the grant agreement.
- [F8]Restricted Stock Units convert into common stock on a one-for-one basis. Disposed of pursuant to the Merger in exchange for 0.652 shares of Vistra Restricted Stock Units having a market value of $20.83, closing price, per share on the Effective Date of the Merger. The Restricted Stock Units will vest pursuant to the terms of the Grant Agreements.
Documents
Issuer
DYNEGY INC.
CIK 0001379895
Entity typeother
Related Parties
1- filerCIK 0001543686
Filing Metadata
- Form type
- 4
- Filed
- Apr 10, 8:00 PM ET
- Accepted
- Apr 11, 10:49 AM ET
- Size
- 21.4 KB