4//SEC Filing
Hawkley Kerry D 4
Accession 0001140361-18-019891
CIK 0001172136other
Filed
Apr 25, 8:00 PM ET
Accepted
Apr 26, 9:36 PM ET
Size
16.8 KB
Accession
0001140361-18-019891
Insider Transaction Report
Form 4
Hawkley Kerry D
CFO and Corporate Secretary
Transactions
- Disposition to Issuer
Common Shares
2018-04-24$5.45/sh−35,329$192,543→ 0 total - Disposition to Issuer
Stock Option (Right to Buy)
2018-04-24−30,000→ 0 totalExercise: $2.88From: 2015-05-15Exp: 2020-05-15→ Common Shares (30,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2018-04-24−29,166→ 0 totalExercise: $4.44From: 2014-04-02Exp: 2019-04-01→ Common Shares (29,166 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2018-04-24−20,833→ 0 totalExercise: $2.76From: 2013-07-22Exp: 2018-07-22→ Common Shares (20,833 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2018-04-24−30,000→ 0 totalExercise: $4.02From: 2016-03-31Exp: 2021-03-31→ Common Shares (30,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2018-04-24−24,395→ 0 totalExercise: $4.08From: 2017-03-28Exp: 2022-03-28→ Common Shares (24,395 underlying)
Footnotes (9)
- [F1]Adjusted to reflect 6:1 stock consolidation effective November 10, 2016.
- [F2]The shares were disposed of pursuant to a merger agreement between the Issuer and Ormat Nevada Inc., a subsidiary of Ormat Technologies, Inc. (the "Ormat Merger").
- [F3]Reflects grant date; the options were subject to a vesting schedule and were 75% vested on the date of the Ormat Merger.
- [F4]The reporting person received $33,421.15 as consideration for cancellation of the options pursuant to the Ormat Merger.
- [F5]Reflects grant date; options were subject to a vesting schedule and were 100% vested on the date of the Ormat Merger.
- [F6]The reporting person received $42,900.00 as consideration for cancellation of the options pursuant to the Ormat Merger.
- [F7]The reporting person received $77,100.00 as consideration for cancellation of the options pursuant to the Ormat Merger.
- [F8]The reporting person recevied $29,457.66 as consideration for cancellation of the options pursuant to the Ormat Merger.
- [F9]The reporting person received $56,040.77 as consideration for cancellation of the options pursuant to the Ormat Merger.
Documents
Issuer
US GEOTHERMAL INC
CIK 0001172136
Entity typeother
Related Parties
1- filerCIK 0001427835
Filing Metadata
- Form type
- 4
- Filed
- Apr 25, 8:00 PM ET
- Accepted
- Apr 26, 9:36 PM ET
- Size
- 16.8 KB