4//SEC Filing
Walker John H 4
Accession 0001140361-18-019895
CIK 0001172136other
Filed
Apr 25, 8:00 PM ET
Accepted
Apr 26, 9:39 PM ET
Size
19.9 KB
Accession
0001140361-18-019895
Insider Transaction Report
Form 4
Walker John H
DirectorChairman of the Board
Transactions
- Disposition to Issuer
Common Shares
2018-04-24$5.45/sh−5,333$29,065→ 0 total(indirect: Father) - Disposition to Issuer
Common Shares
2018-04-24$5.45/sh−6,709$36,564→ 0 total - Disposition to Issuer
Stock Option (Right to Buy)
2018-04-24−13,889→ 0 totalExercise: $4.08From: 2017-03-28Exp: 2022-03-28→ Common Shares (13,889 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2018-04-24−16,666→ 0 totalExercise: $4.02From: 2016-03-31Exp: 2021-03-31→ Common Shares (16,666 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2018-04-24−16,666→ 0 totalExercise: $2.88From: 2015-05-15Exp: 2020-05-15→ Common Shares (16,666 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2018-04-24−16,666→ 0 totalExercise: $4.44From: 2014-04-02Exp: 2019-04-01→ Common Shares (16,666 underlying) - Disposition to Issuer
Common Shares
2018-04-24$5.45/sh−5,233$28,520→ 0 total(indirect: By Spouse) - Disposition to Issuer
Stock Option (Right to Buy)
2018-04-24−16,666→ 0 totalExercise: $2.76From: 2013-07-22Exp: 2018-07-22→ Common Shares (16,666 underlying)
Footnotes (9)
- [F1]The shares were disposed of pursuant to a merger agreement between the Issuer and Ormat Nevada Inc., a subsidiary of Ormat Technologies, Inc. (the "Ormat Merger").
- [F2]Reflects grant date; the options were subject to a vesting schedule and were 75% vested on the date of the Ormat Merger.
- [F3]The reporting person received $19,027.93 as consideration for cancellation of the options pursuant to the Ormat Merger.
- [F4]Adjusted to reflect 6:1 stock consolidation effective November 10, 2016.
- [F5]Reflects grant date; options were subject to a vesting schedule and were 100% vested on the date of the Ormat Merger.
- [F6]The reporting person received $23,832.38 as consideration for cancellation of the options pursuant to the Ormat Merger.
- [F7]The reporting person received $42,831.62 as consideration for cancellation of the options pursuant to the Ormat Merger.
- [F8]The reporting person recevied $16,832.66 as consideration for cancellation of the options pursuant to the Ormat Merger.
- [F9]The reporting person received $44,831.54 as consideration for cancellation of the options pursuant to the Ormat Merger.
Documents
Issuer
US GEOTHERMAL INC
CIK 0001172136
Entity typeother
Related Parties
1- filerCIK 0001427911
Filing Metadata
- Form type
- 4
- Filed
- Apr 25, 8:00 PM ET
- Accepted
- Apr 26, 9:39 PM ET
- Size
- 19.9 KB