4//SEC Filing
GUARINO DAVID 4
Accession 0001140361-18-021327
CIK 0001532390other
Filed
May 1, 8:00 PM ET
Accepted
May 2, 5:58 PM ET
Size
6.7 KB
Accession
0001140361-18-021327
Insider Transaction Report
Form 4
GUARINO DAVID
DirectorCFO Secretary Treasurer
Transactions
- Other
Common Stock
2018-04-19$0.75/sh+50,000$37,500→ 909,300 total
Holdings
- 1,000,000
Series D Preferred Stock
- 859,300
Common Stock
Footnotes (2)
- [F1]The Series D Preferred Stock was issued on May 3, 2017 and is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) The Alkaline Water Company Inc. ("Alkaline Water") achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $40,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series D Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time.
- [F2]These shares were transferred from Steven Nickolas at a purchase price of $0.75 per share pursuant to a Transfer Agreement between Steven Nickolas and David Guarino dated April 4, 2018.
Documents
Issuer
ALKALINE WATER Co INC
CIK 0001532390
Entity typeother
Related Parties
1- filerCIK 0001211259
Filing Metadata
- Form type
- 4
- Filed
- May 1, 8:00 PM ET
- Accepted
- May 2, 5:58 PM ET
- Size
- 6.7 KB