Home/Filings/4/0001140361-18-021825
4//SEC Filing

Frykman Karl R. 4

Accession 0001140361-18-021825

CIK 0000077360other

Filed

May 3, 8:00 PM ET

Accepted

May 4, 6:27 PM ET

Size

28.7 KB

Accession

0001140361-18-021825

Insider Transaction Report

Form 4
Period: 2018-05-02
Frykman Karl R.
President Aquatic Systems
Transactions
  • Award

    Common Shares - Restricted Stock Units

    2018-05-02+8,80735,326.07 total
  • Award

    Employee Stock Option (right to buy)

    2018-05-02+36,63936,639 total
    Exercise: $45.42Exp: 2028-05-02Common Shares (36,639 underlying)
Holdings
  • Employee Stock Option (right to buy)

    Exercise: $12.75Exp: 2019-03-03Common Shares (15,362 underlying)
    15,362
  • Employee Stock Option (right to buy)

    Exercise: $22.81Exp: 2020-03-02Common Shares (19,368 underlying)
    19,368
  • Common Shares - ESOP

    (indirect: By ESOP)
    1,988.015
  • Employee Stock Option (right to buy)

    Exercise: $24.34Exp: 2021-03-02Common Shares (11,727 underlying)
    11,727
  • Employee Stock Option (right to buy)

    Exercise: $25.74Exp: 2022-03-01Common Shares (11,526 underlying)
    11,526
  • Employee Stock Option (right to buy)

    Exercise: $33.72Exp: 2023-01-02Common Shares (9,110 underlying)
    9,110
  • Employee Stock Option (right to buy)

    Exercise: $51.21Exp: 2024-01-02Common Shares (7,967 underlying)
    7,967
  • Employee Stock Option (right to buy)

    Exercise: $44.43Exp: 2025-01-02Common Shares (13,856 underlying)
    13,856
  • Employee Stock Option (right to buy)

    Exercise: $38.61Exp: 2027-01-03Common Shares (26,223 underlying)
    26,223
  • Employee Stock Option (right to buy)

    Exercise: $32.83Exp: 2026-01-04Common Shares (32,389 underlying)
    32,389
Footnotes (8)
  • [F1]Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.
  • [F2]End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
  • [F3]Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.
  • [F4]One-third of the stock options become exercisable on the first, second and third anniversary of the grant.
  • [F5]The exercise price and number of stock options were adjusted in connection with the spin-off of nVent Electric plc on April 30, 2018 pursuant to the anti-dilution provisions of the Pentair plc 2012 Stock and Incentive Plan.
  • [F6]This option is presently exercisable in full.
  • [F7]Two-thirds of this option is presently exercisable. The remaining one-third becomes exercisable on January 4, 2019.
  • [F8]One-third of this option is presently exercisable. The remaining two-thirds become exercisable on January 3, 2019 and January 3, 2020.

Issuer

PENTAIR plc

CIK 0000077360

Entity typeother

Related Parties

1
  • filerCIK 0001594766

Filing Metadata

Form type
4
Filed
May 3, 8:00 PM ET
Accepted
May 4, 6:27 PM ET
Size
28.7 KB