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4//SEC Filing

ARON KENNETH 4

Accession 0001140361-18-022295

CIK 0000881890other

View on SEC.gov Company Profile

Filed

May 7, 8:00 PM ET

Accepted

May 8, 6:25 PM ET

Size

18.9 KB

Accession

0001140361-18-022295

Insider Transaction Report

Form 4

Period: 2018-05-04

Chief Technology Officer

Transactions

Exercise/Conversion
Common Stock
2018-05-04+6,000→ 120,001 total
Exercise/Conversion
Common Stock
2018-05-04+6,000→ 116,976 total
Exercise/Conversion
Performance Restricted Stock Units
2018-05-04−6,000→ 6,000 total
Exercise: $0.00From: 2018-05-04→ Common Stock (6,000 underlying)
Exercise/Conversion
Performance Restricted Stock Units
2018-05-04−6,000→ 6,000 total
Exercise: $0.00From: 2018-05-04→ Common Stock (6,000 underlying)
Exercise/Conversion
Common Stock
2018-05-04+1,350→ 111,646 total
Tax Payment
Common Stock
2018-05-04−670→ 110,976 total
Tax Payment
Common Stock
2018-05-04−2,975→ 114,001 total
Tax Payment
Common Stock
2018-05-04−2,975→ 117,026 total
Exercise/Conversion
Restricted Stock Units
2018-05-04−1,350→ 6,300 total
Exercise: $0.00From: 2018-05-04→ Common Stock (1,350 underlying)

Footnotes (5)

[F1]Each restricted stock unit represents a contingent right to receive one share of Abaxis common stock.
[F2]Granted under the Abaxis 2014 Equity Incentive Plan. Restricted stock units vest as to 5% after the first year; then vest as to 10% after the second year; then vest as to 15% after the third year; and the remaining 70% after the fourth year.
[F3]Not applicable.
[F4]Granted under the Abaxis 2014 Equity Incentive Plan. Performance restricted stock units vest based on achievement of income from operations in excess of 90% of target for fiscal 2016 and based on time vesting of 50% on May 4, 2018 and 50% on May 4, 2019.
[F5]Granted under the Abaxis 2014 Equity Incentive Plan. Performance restricted stock units vest based on achievement of income from operations in excess of 100% of target for fiscal 2016 and based on time vesting of 50% on May 4, 2018 and 50% on May 4, 2019.

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

ABAXIS INC

CIK 0000881890

Entity typeother

Related Parties

1

filerCIK 0001191153

Filing Metadata

Form type: 4
Filed: May 7, 8:00 PM ET
Accepted: May 8, 6:25 PM ET
Size: 18.9 KB

View on SEC.gov