Lalonde James 4
4 · CODEXIS INC · Filed May 15, 2018
Insider Transaction Report
Form 4
CODEXIS INCCDXS
Lalonde James
SVP, R&D
Transactions
- Sale
Common Stock
2018-05-14$13.09/sh−10,000$130,900→ 220,066 total - Sale
Common Stock
2018-05-15$12.90/sh−10,000$129,030→ 210,066 total
Footnotes (3)
- [F1]Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 8, 2017.
- [F2]This transaction was executed in multiple trades in prices ranging from $12.95 to $13.25, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- [F3]This transaction was executed in multiple trades in prices ranging from $12.775 to $13.125, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.