4//SEC Filing
Dufresne Francois 4
Accession 0001140361-18-024701
CIK 0001275158other
Filed
May 17, 8:00 PM ET
Accepted
May 18, 4:30 PM ET
Size
21.6 KB
Accession
0001140361-18-024701
Insider Transaction Report
Form 4
NOODLES & CoNDLS
Transactions
- Other
Class A Common Stock
2018-05-16+5,376→ 6,759,751 total(indirect: See Footnotes)
Argentia Private Investments Inc.
10% Owner
Transactions
- Other
Class A Common Stock
2018-05-16+5,376→ 6,759,751 total(indirect: See Footnotes)
Dufresne Francois
Director
Transactions
- Other
Class A Common Stock
2018-05-16+5,376→ 6,759,751 total(indirect: See Footnotes)
Footnotes (5)
- [F1]This grant to Francois Dufresne is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-3(d) of the Exchange Act, as the Restricted Stock Units ("RSUs") were granted pursuant to a plan approved by the board of directors of Noodles & Company (the "Company").
- [F2]Mr. Dufresne is legally obligated to direct the shares to Argentia Private Investments Inc. Mr. Dufresne has no direct pecuniary interest in the shares. Each RSU represents the right to receive one share of the Company's Class A common stock, and the RSUs settled in shares of the Company's Class A common stock on the date of the grant.
- [F3]Not applicable.
- [F4]Shares are owned directly by Argentia Private Investments Inc., which is a wholly owned subsidiary of Public Sector Pension Investment Board ("PSPIB"). PSPIB is an indirect beneficial owner of the reported securities.
- [F5]Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
Documents
Issuer
NOODLES & Co
CIK 0001275158
Entity typeother
Related Parties
1- filerCIK 0001668902
Filing Metadata
- Form type
- 4
- Filed
- May 17, 8:00 PM ET
- Accepted
- May 18, 4:30 PM ET
- Size
- 21.6 KB