Segal Paul 4
4 · Alphatec Holdings, Inc. · Filed May 21, 2018
Insider Transaction Report
Form 4
L-5 Healthcare Partners, LLC
10% OwnerOther
Transactions
- Conversion
Common Stock
2018-05-17+7,936,508→ 7,936,508 total - Conversion
Series B Convertible Preferred Stock
2018-05-17−25,000→ 0 total→ Common Stock (7,936,508 underlying)
Footnotes (3)
- [F1]The Series B Convertible Preferred Stock automatically converted into 7,936,508 shares of Common Stock upon approval by the issuer's stockholders on May 17, 2018.
- [F2]Each of Jason Hochberg and Evan Bakst serve on the board of directors of the issuer as a representative of the reporting persons. As a result, each reporting person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act.
- [F3]Paul Segal directly (through his position as manager of L-5 Healthcare Partners, LLC ("L-5")) may be deemed to control L-5 and to have shared voting and investment power with respect to the shares beneficially owned by L-5. As such, Mr. Segal may be deemed to have shared beneficial ownership of the shares beneficially owned by L-5. Mr. Segal, however, disclaims beneficial ownership of such shares, except to the extent of his indirect pecuniary interest therein.