Cheng Pam P. 4
4 · CODEXIS INC · Filed May 23, 2018
Insider Transaction Report
Form 4
CODEXIS INCCDXS
Cheng Pam P.
Director
Transactions
- Sale
Common Stock
2018-05-21$14.31/sh−2,030$29,042→ 78,326 total - Sale
Common Stock
2018-05-21$13.82/sh−17,578$242,975→ 80,356 total - Sale
Common Stock
2018-05-22$14.17/sh−19,607$277,765→ 58,719 total
Footnotes (4)
- [F1]Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 11, 2017.
- [F2]This transaction was executed in multiple trades in prices ranging from $13.30 to $14.275, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- [F3]This transaction was executed in multiple trades in prices ranging from $14.30 to $14.35, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- [F4]This transaction was executed in multiple trades in prices ranging from $14.00 to $14.40, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.