4//SEC Filing
Wells Dennis W. 4
Accession 0001140361-18-025976
CIK 0000763532other
Filed
May 28, 8:00 PM ET
Accepted
May 29, 3:55 PM ET
Size
16.1 KB
Accession
0001140361-18-025976
Insider Transaction Report
Form 4
Wells Dennis W.
Chief Executive Officer
Transactions
- Award
Common Shares
2018-05-25$5.65/sh+267$1,509→ 41,544 total
Holdings
- 100,000
Option to Buy
Exercise: $5.96Exp: 2024-10-01→ Common Shares (100,000 underlying) - 81,685
Common Shares
- 39,923
Option to Buy
Exercise: $6.55Exp: 2025-01-02→ Common Shares (39,923 underlying) - 65,963
Option to Buy
Exercise: $10.20Exp: 2027-02-24→ Common Shares (65,963 underlying) - 45,000
Option to Buy
Exercise: $9.39Exp: 2025-07-01→ Common Shares (45,000 underlying) - 75,000
Option to Buy
Exercise: $6.81Exp: 2024-11-20→ Common Shares (75,000 underlying) - 60,000
Option to Buy
Exercise: $11.06Exp: 2026-07-01→ Common Shares (60,000 underlying) - 90,000
Option to Buy
Exercise: $9.39Exp: 2025-07-01→ Common Shares (90,000 underlying) - 60,477
Option to Buy
Exercise: $5.92Exp: 2027-08-17→ Common Shares (60,477 underlying)
Footnotes (6)
- [F1]Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
- [F2]The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
- [F3]These holdings have been previously reported on Form 4.
- [F4]On July 1, 2015, the Reporting Person was granted an option to purchase 90,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met.
- [F5]The options vest in full on the third anniversary of the grant date.
- [F6]The options vest ratably over a three year time period.
Documents
Issuer
LSI INDUSTRIES INC
CIK 0000763532
Entity typeother
Related Parties
1- filerCIK 0001621087
Filing Metadata
- Form type
- 4
- Filed
- May 28, 8:00 PM ET
- Accepted
- May 29, 3:55 PM ET
- Size
- 16.1 KB