ISAACS STEPHEN T 4
4 · ADURO BIOTECH, INC. · Filed Jun 5, 2018
Insider Transaction Report
Form 4
ISAACS STEPHEN T
DirectorPresident and CEO
Transactions
- Sale
Common Stock
2018-06-01$8.68/sh−40,000$347,004→ 205,746 total - Exercise/Conversion
Stock Option (right to buy)
2018-06-01−40,000→ 826,479 totalExercise: $1.00Exp: 2024-07-30→ Common Stock (40,000 underlying) - Exercise/Conversion
Common Stock
2018-06-01$1.00/sh+40,000$40,000→ 245,746 total
Holdings
- 8,932(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 16, 2017.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.40 to $8.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F3]The shares owned directly by the Isaacs-MacBride Family Trust UAD 03/09/01, for which the Reporting Person is a trustee.
- [F4]The shares subject to the Option vest in 48 equal monthly installments from the vesting commencement date of July 31, 2014.