PATEK RICHARD A 4
4 · ASTEC INDUSTRIES INC · Filed Jun 11, 2018
Insider Transaction Report
Form 4
PATEK RICHARD A
Group Pres Aggregate & Mining
Transactions
- Award
Phantom Stock
[F2]2018-05-30$60.26/sh+13.199$795→ 7,966.987 total→ Common Stock (13.199 underlying)
Holdings
- 5,034
Common Stock
[F1] - 4,871
Common Stock
- 21.844(indirect: By 401(k))
Common Stock
[F3]
Footnotes (3)
- [F1]Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.
- [F2]Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
- [F3]Reflects shares held in a 401k plan based upon a plan statement dated June 11, 2018.
Signature
Robert Taylor, attorney in fact for Richard A. Patek|2018-06-11